Suntrust Securities Inc (Atlanta)


Suntrust Securities Inc is a large advisory firm based in Atlanta. It manages $428.63 million of regulatory assets for 2,097 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 36 other states.

Suntrust Securities provides financial planning services, pension consulting services, and market timing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Suntrust Securities: assets under management

The assets under management (AUM) of Suntrust Securities Inc is $428.63 million. The firm's AUM has grown by 67% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Suntrust Securities Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Suntrust Securities Inc

Philip Proctor Jr Davis has been acting as President since 1 Jun 1997. Roxanne Felsmaier Morris joined the executive team most recently as the Ia Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Georgett B Dickinson Secretary 1 Apr 1997 Other 2520235
Philip Proctor Jr Davis Director 1 Jun 1997 Other 62446
Orencio Julian Garciadelbusto Director 1 Jun 1997 Other 1493875
Eraine Johnson Parker Vice president/compliance officer 1 Aug 1997 Other 2337261
William Marc Mathis Director 1 Apr 1998 Other 1650411
John Paul Ehrensperger Director, crop 1 Jun 1998 Other 1524602
Michael Steven Thornton Director 1 Jun 1998 Other 2876317
Suntrust Bank Holding Company Holding company 1 May 2000 75% - 100% 58-1648698
Charles Flem Wright Director 1 May 2000 Other 2143832
James Francis Iii Winters Treasurer and chief financial officer 1 Jul 2000 Other 4189174
John Leslie Iii Parker Srop 1 Aug 2000 Other 1282992
Peter George Bielan President and ceo 1 Aug 2000 Other 1304331
Stuart Francis Scott Director 1 Apr 2001 Other 1548329
Jean Deshazo Jumet Crop 1 Apr 2001 Other 736446
Mario James Conti Director 1 Mar 2002 Other 1005859
Stephen Lynn Reed Director 1 Mar 2002 Other 1172769
John Leslie Iii Parker Crop 1 Oct 2002 Other 1282992
David Cannon Prince Director 1 Dec 2002 Other 1636628
Frank David Good Director 1 Dec 2002 Other 1155760
James Francis Iii Winters Treasurer, chief financial officer and director 1 May 2003 Other 4189174
Sharon Doster Jones Crop 1 Mar 2004 Other 3124470
James Kelly Jr Ardrey Chief financial officer, treasurer and director 1 Jul 2004 Other 2371042
John Bartholomew Clayton Srop 1 Oct 2004 Other 2193117
David Cannon Prince Director and corporate secretary 1 Jan 2005 Other 1636628
Roxanne Felsmaier Morris Ia chief compliance officer 1 Apr 2005 Other 3167005

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Suntrust Banks Shareholder 1 Jan 2000 75% - 100% 58-1575035

Based in Atlanta

The principal office where Suntrust Securities Inc performs its advisory services is located at 303 Peachtree Center Avenue, Atlanta, GA 30303 The mailing address of the firm is P. O. Box 4418 Mc 107, Atlanta, GA 30302. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 404-813-7416 or by fax 404-813-7213. The normal business hours are 8:oo a.m.- 5:00 p.m. (et) on Monday - Friday.