Banc Of America Securities LLC (New York)

Name: Banc Of America Securities LLC
Address: One Bryant Park, New York, NY, 10036
Telephone: 646-855-5000

Banc Of America Securities LLC is a pension cosultant based in New York. It has been registered with the SEC as an adviser since 2001.

Banc Of America Securities provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Banc Of America Securities LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Banc Of America Securities LLC

Jonathan Everett Sandelman has been acting as President since 1 Feb 2004. Thomas Kell Montag joined the executive team most recently as the Ceo/Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Gross	Manager	1 Oct 1997	Other	2319387
William Andrew Hodges	Manager	1 Oct 1997	Other	2882452
Frank John Jr Murphy	Clo	1 Oct 1997	Other	2957151
Jonathan Everett Sandelman	Srop	1 Apr 1998	Other	1221750
Wendy Elizabeth Goetz	Crop	1 Apr 1998	Other	1020632
Nationsbanc Montgomery Holdings Corporation	N/a	1 Sep 1998	75% - 100%	56-2103478
Banc Of America Securities Holdings Corporation	Parent	1 Sep 1998	75% - 100%	56-2103478
Robert Regis Hogan	Chief operations officer	1 Oct 1998	Other	2859247
Vincent Martin Faughnan	Cco	1 May 1999	Other	2611372
Edward John Iii Brown	President & ceo, manager	1 Mar 2000	Other	2949839
Robert Taitt Slaymaker	Chief operating officer, manager	1 Mar 2000	Other	1963310
Francis Sean Ryan	Chief financial officer	1 Mar 2000	Other	4118746
William Carter Mcclelland	Manager	1 Mar 2000	Other	815173
William Andrew Hodges	Manager	1 Mar 2000	Other	2882452
Edward John Iii Brown	Chairman, ceo and president - manager	1 May 2001	Other	2949839
Charles Mason Jr Williams	Chief operating officer, manager	1 May 2001	Other	1067930
Neil Andrew Cotty	Chief financial officer	1 May 2001	Other	1946779
C Edward Jr Carter	Manager	1 Jun 2001	Other	2820692
Duncan Erling Goldiemorrison	Manager	1 Jun 2001	Other	1467619
Edward John Iii Brown	Chairman & ceo, manager	1 Oct 2001	Other	2949839
William Carter Mcclelland	President, manager	1 Oct 2001	Other	815173
Jonathan Everett Sandelman	President & manager	1 Aug 2002	Other	1221750
Pat Joseph Augustine	Manager	1 Jul 2003	Other	1572662
Thomas Gregory White	Manager	1 Jul 2003	Other	1459558
Robert Qutub	Chief financial officer	1 Sep 2003	Other	4623123
Michael Benjamin Radest	Chief compliance officer	1 Oct 2003	Other	1687387
Lucille E Reymann	Clo	1 Jan 2004	Other	4764409
Jonathan Everett Sandelman	President	1 Feb 2004	Other	1221750
William Carter Mcclelland	Chairman	1 Feb 2004	Other	815173
Benedict James Luis Wilkinson	Srop	1 Feb 2004	Other	xxx-xx-xxxx
Louis Thomas Terlizzi	Chief operations officer	1 May 2004	Other	1172546
William Charles Jr Caccamise	Chief legal officer	1 Jun 2004	Other	2547189
Alvaro A. Gomez De Molina	Chief executive officer	1 Oct 2004	Other	4794724
Charles Mason Jr Williams	Interim chief operating officer, chief administrative officer & manager	1 Nov 2004	Other	1067930
William Charles Jr Caccamise	Chief legal officer & general counsel	1 Nov 2004	Other	2547189
Thomas Gerard Berkery	Chief operating officer & manager	1 Nov 2004	Other	4826783
Thomas Gerard Berkery	Chief operating officer & manager	1 Dec 2004	Other	4826783
Charles Mason Jr Williams	Chief administrative officer & manager	1 Dec 2004	Other	1067930
Paul Eric Jablansky	Managing director	1 Jan 2005	Other	1358049
Mark Black Werner	Manager	1 Mar 2005	Other	730268
Aashish Mr Kamat	Cfo	1 Mar 2005	Other	4869802
Alvaro A. Gomez De Molina	Chief executive officer & manager	1 May 2005	Other	4794724
Mark Black Werner	President/manager	1 May 2005	Other	730268
Joseph Anthony Jr Guardino	Chief operations officer	1 Jun 2005	Other	2907957
Richard Eugene Konefal	Crop	1 Aug 2005	Other	2431960
Mark Black Werner	Chief executive officer/manager	1 Sep 2005	Other	730268
Robert Qutub	Cfo	1 Oct 2005	Other	4623123
Brian Joseph Brille	Manager	1 Nov 2005	Other	1748596
Dean Carl Curnutt	Srop	1 Jan 2006	Other	2197606
Paula Ann Dominick	Managing director	1 Aug 2006	Other	1222643
Mark Carl Straubel	Crop	1 Apr 2007	Other	4140724
Thomas Gregory White	Chief executive officer/manager	1 Jun 2007	Other	1459558
Laura Elizabeth Readhead	Cfo	1 Feb 2008	Other	5458456
Kumaran Vijayakumar	Srop	1 Feb 2008	Other	2881432
Michael Benjamin Radest	Chief compliance officer-broker dealer	1 May 2008	Other	1687387
Paula Ann Dominick	Ceo/managing director	1 May 2008	Other	1222643
Thomas Gregory White	Manager	1 May 2008	Other	1459558
Douglas G Preston	Chief compliance officer-registered investment advisor	1 May 2008	Other	2586917
Geoffrey Stephen Greener	Managing director	1 May 2008	Other	1736853
Paula Ann Dominick	Manager	1 Jul 2008	Other	1222643
Brian Thomas Moynihan	Chairman of the board/ceo/manager	1 Jul 2008	Other	4553207
Ciaran Thomas Okelly	Manager	1 Aug 2008	Other	2172221
George G Ellison	Manager	1 Aug 2008	Other	1573550
Bruce Robert Thompson	Manager	1 Aug 2008	Other	2148942
Michael William Meyer	Manager	1 Aug 2008	Other	2021325
Paula Ann Dominick	Manager/coo	1 Sep 2008	Other	1222643
Robert Qutub	Cfo	1 Sep 2008	Other	4623123
Brian Thomas Moynihan	Chairman of the board/co-ceo/manager	1 Apr 2009	Other	4553207
Charles Mason Jr Williams	Chief administrative officer	1 May 2009	Other	1067930
Daniel Christopher Sontag	Manager	1 May 2009	Other	858900
Thomas Kell Montag	Co-ceo/manager	1 May 2009	Other	1474696
Thomas Kell Montag	Ceo/manager	1 Aug 2009	Other	1474696

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of America Corporation	N/a	1 Sep 1998	75% - 100%	56-0906609
Nb Holdings Corporation	N/a	1 Sep 1998	75% - 100%	56-1857749

Based in New York

The principal office where Banc Of America Securities LLC performs its advisory services is located at One Bryant Park, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Washington, DC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-855-5000 or by fax 212-378-2854. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at www.bofasecurities.com.