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Sword Capital Partners, LLC (Los Angeles)


Sword Capital Partners, LLC is a related adviser based in Los Angeles. It manages $83.66 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of California.

Sword Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sword Capital Partners: assets under management

The assets under management (AUM) of Sword Capital Partners, LLC is $83.66 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 39% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $83.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.92 million each.
Sword Capital Partners has custody of $83.66 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sword Capital Partners, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Addison Day Trustee 1 Mar 2000 Other 1494529
2000 Robert A. Day Trust Dated March 22 Shareholder 1 Jul 2008 75% - 100% xxx-xx-xxxx

Based in Los Angeles

The principal office where Sword Capital Partners, LLC performs its advisory services is located at 865 South Figueroa Street, Los Angeles, CA 90017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-891-6300 or by fax 213-891-6330. The normal business hours are 6:30 a.m-4:30 p.m. pdt on Monday - Friday.


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