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Raleigh Securities Inc (Raleigh)


Raleigh Securities Inc is an internet adviser based in Raleigh. It manages $6.2 million of regulatory assets for 70 client accounts. It has been registered with the SEC as an adviser since 2001.

Raleigh Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Raleigh Securities: assets under management

The assets under management (AUM) of Raleigh Securities Inc is $6.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -82% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $6.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $88.56 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Raleigh Securities Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Raleigh

The principal office where Raleigh Securities Inc performs its advisory services is located at 9921 Waterview Road, Raleigh, NC 27615 The mailing address of the firm is P.O. Box 99789, Raleigh, NC 27624 9789. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-518-2993 or by fax 360-397-7733. The normal business hours are 9am - 5pm on Monday - Friday.


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