E*Trade Capital Markets, Inc. (Arlington)

Name: E*Trade Capital Markets, Inc.
Address: 671 North Glebe Road, Arlington, VA, 22203
Telephone: 703-247-2749

E*Trade Capital Markets, Inc. is a large advisory firm based in Arlington. It manages $5.56 billion of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

E*Trade Capital Markets provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

E*Trade Capital Markets: assets under management

The assets under management (AUM) of E*Trade Capital Markets, Inc. is $5.56 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.56 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.56 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay E*Trade Capital Markets, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at E*Trade Capital Markets, Inc.

Robert Maxwell Clyburn joined the executive team most recently as the Financial Operations Principal.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Edward Bream	Chief financial officer/chief operating officer/general principal	1 Nov 1999	Other	3017986
E*Trade Financial Corporation	Shareholder	1 Jan 2000	75% - 100%	13-3759196
Stephen Gus Dervenis	Chief executive officer/general principal	1 Jan 2000	Other	2217781
Matthew Jon Audette	Financial operations principal/treasurer/secretary	1 Jan 2000	Other	4003349
Douglas Edward Bream	Municipals principal	1 Nov 2000	Other	3017986
Robert Maxwell Clyburn	Financial operations principal	1 Mar 2001	Other	2152704

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. E*Trade Group	Shareholder	1 Jan 2000	75% - 100%	94-2844166

Based in Arlington

The principal office where E*Trade Capital Markets, Inc. performs its advisory services is located at 671 North Glebe Road, Arlington, VA 22203, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 703-247-2749 or by fax 703-247-2778. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at etcm.com.