University Ventures Funds Management, LLC (New York)

Name: University Ventures Funds Management, LLC
Address: 530 7 Th Avenue, New York, NY, 10018
Telephone: 646-214-7065

University Ventures Funds Management, LLC is a large advisory firm based in New York. It manages $441.19 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2014.

University Ventures Funds Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

University Ventures Funds Management: assets under management

The assets under management (AUM) of University Ventures Funds Management, LLC is $441.19 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $441.19 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.11 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay University Ventures Funds Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients University Ventures Funds Management serves?

The only and largest group of clients of University Ventures Funds Management is pooled investment vehicles with 11 clients and $441.19 million of assets under management. Among the 7 most similar advisory firms, University Ventures Funds Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $441.19 million for 11 clients. None of the firm’s clients are foreign persons or businesses.

University Ventures Funds Management also advises several private funds. Namely, eleven other private funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at University Ventures Funds Management, LLC

The company employs 11 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregg Alan Rosenthal	Member & manager of uvfp	1 Jan 2011	25% - 50%	2866908
Daniel Shlomo Pianko	Member & manager of uvfp	1 Jan 2011	25% - 50%	3105052
David John Figuli	Manager of uvfp	1 Jan 2011	Other	6046632
Ryan David Craig	Manager of uvfp	1 Jan 2011	Other	6046639
Llc Figuli Ventures Holdings	Member of uvfp	1 Jan 2011	25% - 50%	45-4894916
Llc Helia	Member of uvfp	1 Jan 2011	25% - 50%	20-0704711
Gregg Alan Rosenthal	Manager of uvfm	1 Mar 2011	Other	2866908
Daniel Shlomo Pianko	Manager of uvfm	1 Mar 2011	Other	3105052
David John Figuli	Manager of uvfm	1 Mar 2011	Other	6046632
Ryan David Craig	Manager of uvfm	1 Mar 2011	Other	6046639
Llc Noah Fund	Member of uvfm	1 Mar 2011	25% - 50%	26-3872906
Llc Colomont	Member of uvfm	1 Mar 2011	25% - 50%	84-1535342
Llc Helia	Member of uvfm	1 Mar 2011	25% - 50%	20-0704711
Inc. Educonsult	Member of uvfm	1 Jun 2011	25% - 50%	45-2397187
Tatiana A Goldstein	Chief compliance officer	1 Jan 2014	Other	3019543
Annie Siqi Zhang	Chief compliance officer and controller	1 May 2016	Other	6658406
Erik Joseph Dolan	Chief compliance officer	1 Jun 2019	Other	3161467

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David John Figuli	Member	1 Nov 1999	50% - 75%	6046632
Laura Ann Figuli	Member	1 Nov 1999	50% - 75%	6050452
Ryan David Craig	Managing member	1 Feb 2004	75% - 100%	6046639
David John Figuli	Managing member	1 Sep 2004	75% - 100%	6046632
Daniel Shlomo Pianko	Member	1 Nov 2008	75% - 100%	3105052
Gregg Alan Rosenthal	Owner	1 May 2011	75% - 100%	2866908

Based in New York

The principal office where University Ventures Funds Management, LLC performs its advisory services is located at 530 7 Th Avenue, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-214-7065 or by fax 212-428-6702. The normal business hours are 9:00 am -5:00 pm on Monday - Friday. You can find more information about the New York firm at universityventures.com.