Financial Vision LLC (Mendocino)

Name: Financial Vision LLC
Address: 39500 Comptche Ukiah Rd, Mendocino, CA, 95460
Telephone: 650-747-9275

Financial Vision LLC is an adviser based in Mendocino. It manages $50.11 million of regulatory assets for 170 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

Financial Vision provides financial planning services, portfolio management for individuals and small businesses, and counseling,coaching,family office services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Vision: assets under management

The assets under management (AUM) of Financial Vision LLC is $50.11 million. The firm's AUM has grown by 45% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $36.24 million in discretionary accounts and $13.87 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $270.45 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $385.14 thousand.

Financial Vision has custody of $49 thousand in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Vision LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Financial Vision LLC

Marcee Pittman Yager has been acting as President since 1 Dec 1993. Marcee Yager joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marcee Pittman Yager	President	1 Dec 1993	Other	1232031
Warren David Yager	Coo	1 Dec 1993	Other	4764234
David Eugene Bush	Manager	1 Oct 2000	Other	4475778
Ingo Jakob Huemer	Manager	1 Sep 2002	Other	4589855
Marcee Pittman Yager	Managing member	1 Nov 2002	50% - 75%	1232031
Kent Ellison Noard	Managing member	1 Nov 2002	50% - 75%	1026387
Plc Witt Mares Eggleston Smith	Member	1 Jul 2003	75% - 100%	54-1184709
Micg Investment Management	Member	1 Jan 2004	75% - 100%	104028
Yager Family Trust	Sole member	1 Feb 2004	75% - 100%	xxx-xx-xxxx
Jeffrey Alan Martinovich	Chief compliance officer	1 Jan 2005	Other	2258793
Plc Pkf Witt Mares	Member	1 Oct 2005	75% - 100%	54-1184709
Wanda Sue Ortwine	Chief compliance officer	1 Dec 2005	Other	4277416
Marcee Yager	Chief compliance officer	1 Jan 2010	Other	4764234

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Marcee Pittman Yager	Trustee	1 Dec 1991	50% - 75%	1232031

Based in Mendocino

The principal office where Financial Vision LLC performs its advisory services is located at 39500 Comptche Ukiah Rd, Mendocino, CA 95460 The mailing address of the firm is Po Box 7775 #27765, San Francisco, CA 94120. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-747-9275 or by fax 650-899-1507. The normal business hours are 9:00am- 4:00pm on Other. You can find more information about the New York firm at www.fvwest.com.