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Connor Clark & Lunn Investment Management Ltd (Vancouver, Bc)


Connor Clark & Lunn Investment Management Ltd is a large advisory firm based in Vancouver, Bc. It manages $31.06 billion of regulatory assets for 350 client accounts. It has been registered with the SEC as an adviser since 2001.

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Connor Clark & Lunn Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and provision of a model to separately managed accounts.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Connor Clark & Lunn Investment Management: assets under management

The assets under management (AUM) of Connor Clark & Lunn Investment Management Ltd is $31.06 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 226% since the beginning of its operation, and $30.69 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $31.06 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $88.74 million each.

Investments

The firm invests in pooled investment vehicles the most. They account for 43% of the total AUM. The second-largest asset type is exchange traded securities, which make up 36% of the firm’s portfolio. Investments in sovereign bonds form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Connor Clark & Lunn Investment Management Ltd for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Walter Freund serves?

The firm provides services to insurance companies, charitable organizations, other investment advisers, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Michael Walter Freund is pension and profit sharing plans with 93 clients and $11.8 billion of assets under management. Among the 7 most similar advisory firms, Connor Clark & Lunn Investment Management has the 2nd highest percentage of pension and profit sharing plans out of all clients.


The amount of regulatory assets under management is $30.99 billion for 175 clients. 99% of the firm’s clients are foreign persons or businesses.

Connor Clark & Lunn Investment Management also advises several private funds. Namely, one hedge fund and one other private fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Connor Clark & Lunn Investment Management Ltd

The company employs 75 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Walter Freund has been acting as President since 1 Mar 2001. Jennifer Drake joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Larry Rae Lunn Director, chairman 1 Dec 1983 Other 4347618
Rudy Kerklaan Vice president 1 Dec 1983 Other 4347614
Gordon Howard Macdougall Director, vice president 1 Jan 1984 Other 4347632
Donald Leslie Krogseth Advising partner 1 Nov 1989 Other 4347655
Alastair Irving Dunn Director 1 Feb 1991 Other 4347518
Clark & Lunn Investment Management Partnership Connor Partnership 1 Feb 1994 75% - 100% xxx-xx-xxxx
The Cc&L Financial Services Group Partnership 1 Feb 1994 75% - 100% xxx-xx-xxxx
The Larry Rae Lunn Settlement (Canadian Trust) Shareholder 1 Jan 1995 Other xxx-xx-xxxx
Dennis Stephen Perry Vice president 1 Jul 1997 Other 816875
Kathleen Agnes Leavens Compliance officer & secretary 1 Mar 1998 Other 4347656
Martin Luis Gerber Director & president 1 Mar 1999 Other 4347654
John Warren Stoddart Director & vice president 1 Mar 1999 Other 4347635
Colin Dennis Jang Director 1 Mar 1999 Other 4347585
Michael Walter Freund Director 1 Mar 2001 Other 4503829
Brian Blair Eby Director and vice president 1 Aug 2002 Other 4636380
William Scott Hackney Vice president 1 Aug 2002 Other 4636385
Colin Dennis Jang Vice president 1 Feb 2003 Other 4347585
Phillip John Cotterill Director & vice president 1 Mar 2003 Other 4758821
Patrick David Robitaille Corporate secretary 1 Feb 2004 Other 4933415
Gary Norman Baker Director 1 Mar 2006 Other 5148311
Christopher Godfrey Archbold Vice president 1 Feb 2009 Other 5652144
Dion Walter Roseman Vice president 1 Feb 2009 Other 5652145
Steven Benard Huang Director and vice president 1 Feb 2009 Other 5652147
Charles Steven Vertes Vice president 1 Dec 2009 Other 5768323
Johanne Bouchard Vice president 1 Dec 2009 Other 5768294
Samba Srinivasa Chunduri Vice president 1 Dec 2009 Other 5768316
David Ellis George Vice president 1 Dec 2009 Other 3125325
Tate Griffith Haggins Vice president 1 Dec 2009 Other 5768317
Suzanne Jane Justice Vice president 1 Dec 2009 Other 5768318
Christopher Scott Kalbfleisch Vice president 1 Dec 2009 Other 5768319
Simon Gregory Macnair Vice president 1 Dec 2009 Other 5768320
John Paul Novak Vice president 1 Dec 2009 Other 5055597
Maxine Charlotte Smalley Vice president 1 Dec 2009 Other 5768322
Mark Stewart Bridges Vice president 1 Mar 2010 Other 5070275
Derrick Paul Crowe Chief compliance officer 1 Jan 2014 Other 6296256
Eric Roman Hasenauer Vice president 1 Jul 2014 Other 4260318
Gary J Simonette Vice president 1 Jul 2014 Other 5376689
Kieran Patrick Brennan Vice president 1 Mar 2015 Other 5842934
Lori Robin Satov Vice president 1 Mar 2015 Other 6627308
Andrew David Zimcik Product specialist 1 Nov 2015 Other 6036908
Christopher Scott Kalbfleisch Director and vice president 1 Mar 2016 Other 5768319
Stephen Edward Reynolds Vice president 1 Jul 2017 Other 4843745
Timothy Michael Marzec Vice president 1 Jun 2018 Other 6592061
Jennifer Drake Director 1 Mar 2019 Other 7087118

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Clark & Lunn Financial Group Connor Partner 1 Jan 2003 25% - 50% xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor Partner 1 Jan 2003 75% - 100% xxx-xx-xxxx
Clark & Lunn Financial Group Lp Connor Partner 1 Jan 2013 25% - 50% xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor Partner 1 Jan 2013 75% - 100% xxx-xx-xxxx
Clark & Lunn Financial Group Gp Ltd. Connor Partner 1 Jan 2013 Other xxx-xx-xxxx
Clark & Lunn Financial Group Ltd. Connor Partner 1 Jan 2015 75% - 100% xxx-xx-xxxx
Clark & Lunn Financial Group Investment Partnership Connor Partner 1 Jan 2015 75% - 100% xxx-xx-xxxx

Based in Vancouver, Bc

The principal office where Connor Clark & Lunn Investment Management Ltd performs its advisory services is located at 2300 1111 West Georgia St, Vancouver, Bc, V6 E 4 M3, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 604-685-2020 or by fax 604-643-2000. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at cclinvest.com.


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