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Breakwater Fund Management, LLC (Santa Monica)


Breakwater Fund Management, LLC is an adviser based in Santa Monica. It manages $11.5 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

Breakwater Fund Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Breakwater Fund Management: assets under management

The assets under management (AUM) of Breakwater Fund Management, LLC is $11.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $11.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Breakwater Fund Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Santa Monica

The principal office where Breakwater Fund Management, LLC performs its advisory services is located at 701 Santa Monica Boulevard, Santa Monica, CA 90401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-458-4300 or by fax 310-458-4378. The normal business hours are 7 a.m to 5 p.m. on Monday - Friday.


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