Morton Clarke, Inc. (Seattle)

Name: Morton Clarke, Inc.
Address: 520 Pike St, Seattle, WA, 98101
Telephone: 206-343-3040

Morton Clarke, Inc. is a large advisory firm based in Seattle. It manages $182.55 million of regulatory assets for 99 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California, Georgia, Idaho, and 8 other states.

Morton Clarke provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Morton Clarke: assets under management

The assets under management (AUM) of Morton Clarke, Inc. is $182.55 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 5% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $182.55 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.84 million each.

Morton Clarke has custody of $182.55 million in cash and securities for 99 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Morton Clarke, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Morton Clarke, Inc.

Stephen Sydenham Clarke has been acting as President since 1 Feb 1995. Patricia Lee Hurd joined the executive team most recently as the Chief Compliance Officer Brokerage, Cco Ia, Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Sainsbury Morton	Director, ceo	1 Feb 1995	25% - 50%	341120
Stephen Sydenham Clarke	Director	1 Feb 1995	Other	48072
Loren Irvin Deshon	Shareholder	1 Oct 1996	Other	730531
Mary Susan Brenner	Shareholder	1 Nov 1996	Other	1355148
Trenton Kroeger Morton	Shareholder, option principal	1 Sep 2001	Other	2770360
Nolan Ryan Lafrombois	Shareholder, cfo, treasurer	1 Aug 2009	Other	4263393
Patricia Lee Hurd	Chief compliance officer - brokerage, cco - ia, secretary	1 Nov 2010	Other	3201269

Based in Seattle

The principal office where Morton Clarke, Inc. performs its advisory services is located at 520 Pike St, Seattle, WA 98101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 206-343-3040 or by fax 206-343-7557. The normal business hours are 6:00 am - 3:30 pm on Monday - Friday. You can find more information about the New York firm at www.mortonclarke.com.