De Prince, Race & Zollo, Inc. (Winter Park)

De Prince, Race & Zollo, Inc. is a large advisory firm based in Winter Park. It manages $6.77 billion of regulatory assets for 147 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Florida, Louisiana, and 5 other states.

De Prince, Race & Zollo provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

De Prince, Race & Zollo: assets under management

The assets under management (AUM) of De Prince, Race & Zollo, Inc. is $6.77 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 289% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.77 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $46.07 million each.

De Prince, Race & Zollo has custody of $44.47 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay De Prince, Race & Zollo, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at De Prince, Race & Zollo, Inc.

Jr. Victor Anthony Zollo has been acting as President since 1 Mar 1995. Adelbert R. Sanchez joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gregory Mark Deprince	Executive vice president	1 Mar 1995	25% - 50%	4381666
John Dudley Race	Executive vice president	1 Mar 1995	25% - 50%	4381669
Jr. Victor Anthony Zollo	President	1 Mar 1995	25% - 50%	4381674
The John D. Race Trust	Shareholder	1 Mar 1998	25% - 50%	xxx-xx-xxxx
Angela Rizzi Petrucelly	Cfo/cco	1 May 1998	Other	4765965
Gregory Todd Ramsby	Principal, mgmt committee member	1 Apr 2001	Other	5315404
Jill Susan Lynch	Principal, mgmt committee member	1 Apr 2001	Other	5315409
Kelly Weber Carbone	Principal, mgmt committee member	1 Apr 2001	Other	5315410
Jr. Revocable Trust The Victor A. Zollo	Shareholder	1 Feb 2002	25% - 50%	xxx-xx-xxxx
Richard Arthur Wells	Mgmt committee member	1 Jan 2007	Other	1402742
The Gregory M. Deprince Trust	Shareholder	1 Aug 2008	25% - 50%	xxx-xx-xxxx
The Gregory M. Deprince Trust	Shareholder	1 Dec 2008	25% - 50%	xxx-xx-xxxx
The John D. Race Trust	Shareholder	1 Dec 2008	25% - 50%	xxx-xx-xxxx
Jr. Revocable Trust The Victor A. Zollo	Shareholder	1 Dec 2008	25% - 50%	xxx-xx-xxxx
Constance Ann Lowry	Cfo, chief compliance officer,mgmt committe member	1 Mar 2009	Other	2016937
Angela Anne Johnston	Cfo, chief compliance officer,mgmt committe member	1 Jan 2010	Other	5751668
Adelbert R. Sanchez	Chief compliance officer	1 Feb 2013	Other	6177311

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Dudley Race	Trustee	1 Mar 1998	Other	4381669
Gregory Mark Deprince	Trustee	1 Jun 1998	Other	4381666
John Dudley Race	Trustee	1 Jun 1998	Other	4381669
Jr. Victor Anthony Zollo	Trustee	1 Jun 1998	Other	4381674
Jr. Victor Anthony Zollo	Trustee	1 Feb 2002	Other	4381674
Gregory Mark Deprince	Trustee	1 Aug 2008	Other	4381666

Based in Winter Park

The principal office where De Prince, Race & Zollo, Inc. performs its advisory services is located at 250 Park Avenue South, Winter Park, FL 32789, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-420-9903 or by fax 407-841-8778. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.