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Rcm Capital Management LLC (San Francisco)


Rcm Capital Management LLC is a large advisory firm based in San Francisco. It manages $21.18 billion of regulatory assets for 163 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, New York, and Texas.

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Rcm Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rcm Capital Management: assets under management

The assets under management (AUM) of Rcm Capital Management LLC is $21.18 billion. The firm's AUM has gone down by -36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $20.56 billion in discretionary accounts and $617.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $130.12 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $123.48 million.
Rcm Capital Management has custody of $153.45 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rcm Capital Management LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 18 indirect owners.

Name Entity Date acquired Ownership Employer ID
Dresdner Kleinwort Wasserstein North America Llc Parent 1 Jun 1996 Other 13-3789692
Dresdner Bank Ag Parent 1 Sep 1996 75% - 100% 13-2722082
Inc. Allianz Of America Member 1 May 2000 75% - 100% 13-2883190
Allianz Ag Parent 1 Jul 2001 75% - 100% 13-2883190
Allianz Se Parent 1 Jul 2001 50% - 75% 13-2883190
Allianz Se Stockholder 1 Jan 2003 50% - 75% 98-0122343
Allianz Global Investors Ag Parent 1 Sep 2004 75% - 100% 00-0000000
Allianz Finanzbeteiligungs Gmbh Shareholder 1 Sep 2004 75% - 100% 00-0000000
Allianz Argos 6 Vermogensverwaltungsgesellschaft Mbh Parent 1 Sep 2004 25% - 50% 00-0000000
Allianz Se Parent 1 Sep 2004 75% - 100% 000000000
Allianz Global Investors Aktiengesellschaft Parent 1 Sep 2004 75% - 100% 98-0443854
Allianz Asset Management Aktiengesellschaft Parent 1 Sep 2004 75% - 100% 98-0443854
Allianz Se Sole stockholder 1 Jun 2005 75% - 100% 98-0122343
Allianz Asset Management Of America Llc Partner 1 Dec 2009 75% - 100% 06-1605361
Allianz Finanzbeteiligungs Gmbh Stockholder 1 Aug 2010 25% - 50% 00-0000000
Allianz Asset Management Of America L.P. Member 1 Dec 2011 75% - 100% 06-1349805
Allianz Se Sole stockholder 1 Jun 2012 75% - 100% 98-0122343
Allianz Europe B.V. Sole stockholder 1 Jun 2012 75% - 100% 00-0000000

Based in San Francisco

The principal office where Rcm Capital Management LLC performs its advisory services is located at 555 Mission Street, San Francisco, CA 94105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415 954-5400 or by fax 415 954-8200. The normal business hours are 8:00a.m. to 4:30p.m. on Monday - Friday. You can find more information about the New York firm at www.rcm.com.


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