Cazenovia Creek Investment Management, LLC (Charlotte)

Name: Cazenovia Creek Investment Management, LLC
Address: 5960 Fairview Road, Charlotte, NC, 28210
Telephone: 914.364.2659

Cazenovia Creek Investment Management, LLC is a large advisory firm based in Charlotte. It manages $152.81 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of North Carolina.

Cazenovia Creek Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cazenovia Creek Investment Management: assets under management

The assets under management (AUM) of Cazenovia Creek Investment Management, LLC is $152.81 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 206% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $152.81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76.41 million each.

Cazenovia Creek Investment Management has custody of $152.81 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cazenovia Creek Investment Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cazenovia Creek Investment Management, LLC

William Collins Green has served as the Chief Investment Officer since 1 Jun 2010. Stephen Chunias joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jason Bernard Libby	Chief investment officer	1 Dec 2009	Other	2629558
William John Cohane	Chief compliance officer	1 Jun 2010	25% - 50%	4601668
William Collins Green	Chief investment officer	1 Jun 2010	50% - 75%	2540602
William Collins Green	Member	1 Jul 2010	50% - 75%	2540602
Stephen Chunias	Chief financial officer	1 Dec 2013	Other	6179740

Based in Charlotte

The principal office where Cazenovia Creek Investment Management, LLC performs its advisory services is located at 5960 Fairview Road, Charlotte, NC 28210 The mailing address of the firm is 1235 E East Boulevard, Charlotte, NC 28203. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914.364.2659. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at cazcreek.com.