Madison Square Investors LLC (New York)

Name: Madison Square Investors LLC
Address: 1180 Avenue Of The Americas, New York, NY, 10036 8401
Telephone: 212-938-6500

Madison Square Investors LLC is a large advisory firm based in New York. It manages $10.59 billion of regulatory assets for 56 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, New York, and Texas.

Madison Square Investors provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Madison Square Investors: assets under management

The assets under management (AUM) of Madison Square Investors LLC is $10.59 billion. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $10.55 billion in discretionary accounts and $35.85 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $191.89 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $35.85 million.

Madison Square Investors has custody of $203.53 million in cash and securities for 1 client in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Madison Square Investors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Madison Square Investors LLC

Andrew Scott Wyatt joined the executive team most recently as the Manager, Chief Executive Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alison Hiers Micucci	Chief compliance officer	1 Jun 2003	Other	2709298
Tony H Elavia	President and chief executive officer	1 Jan 2004	Other	1962602
Gary Edward Wendlandt	Manager, chairman	1 Jun 2007	Other	4323233
New York Life Investment Management Holdings Llc	Sole member/direct & sole interest holder	1 Sep 2008	75% - 100%	52-2206682
John Yong Kim	Chairman, board of managers	1 Sep 2008	Other	2010539
Robert Anthony Anselmi	Manager	1 Sep 2008	Other	4624950
Barry A Schub	Manager	1 Sep 2008	Other	4223404
Michael Edward Sproule	Manager	1 Sep 2008	Other	1842826
Donnamarie Cristina	Secretary	1 Sep 2008	Other	5602502
Jennifer A Oberschewen	Chief financial officer	1 Sep 2008	Other	2374580
Gary Edward Wendlandt	Manager	1 Sep 2008	Other	4323233
Alison Hiers Micucci	Chief compliance officer	1 Sep 2008	Other	2709298
Tony H Elavia	Chief executive officer	1 Sep 2008	Other	1962602
Stephen Leo Sexeny	Managing director	1 Jan 2009	Other	2400108
Francis Joo Hwan Ok	Managing director	1 Jan 2009	Other	2799523
John Carmine Siciliano	Manager	1 Mar 2009	Other	1022427
Miguel Patrick Maquet Diafouka	President and chief operating officer	1 Apr 2009	Other	2517222
Tara M Mcaleer	Chief compliance officer	1 Aug 2009	Other	5579284
Miguel Patrick Maquet Diafouka	President and chief executive officer	1 Dec 2010	Other	2517222
Drew Edward Lawton	Head of traditional scale businesses, chairman of the board	1 Dec 2010	Other	1173631
John Michael Grady	Manager	1 Apr 2011	Other	4380203
Yie Hsin Hung	Chairman of the board of managers and chairman of the compensation committee	1 Jan 2012	Other	1586401
David Aderbury	Chief operating officer	1 Jan 2012	Other	6047428
David Atterbury	Head of operations	1 Jan 2012	Other	6047428
James Andrew Capezzuto	Chief compliance officer and general counsel	1 Apr 2012	Other	1845909
Andrew Scott Wyatt	Manager, chief executive officer	1 Jan 2013	Other	2121388
Thomas Gregory Kamp	Manager, president, chief investment officer	1 Jan 2013	Other	2695556
Loren Ray Kix	Senior vice president, treasurer	1 Jan 2013	Other	5843138

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
New York Life Insurance Company	Indirect interest holder	1 Dec 1999	75% - 100%	13-5582869
New York Life Insurance Company	Indirect interest holder	1 Sep 2008	75% - 100%	13-5582869

Based in New York

The principal office where Madison Square Investors LLC performs its advisory services is located at 1180 Avenue Of The Americas, New York, NY 10036 8401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-938-6500 or by fax 212-938-8139. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.msinvestors.com.