Oppenheimer Catalyst Management LP (New York)

Oppenheimer Catalyst Management LP is a related adviser based in New York. It manages $18.88 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

Oppenheimer Catalyst Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oppenheimer Catalyst Management: assets under management

The assets under management (AUM) of Oppenheimer Catalyst Management LP is $18.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $18.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.88 million each.

Oppenheimer Catalyst Management has custody of $18.88 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oppenheimer Catalyst Management LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Oppenheimer Catalyst Management LP

Jeffrey Alfano joined the executive team most recently as the Svp, Cfo.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Elaine Kells Roberts	Chief financial officer	1 Oct 1983	Other	1367879
Albert Grinsfelder Lowenthal	Chief executive officer	1 Oct 1985	Other	313519
Cibc World Markets Corp.	General partner	1 Mar 1990	50% - 75%	630
Sanford Brooks Prater	Partner	1 Jul 1995	25% - 50%	367085
Howard Marc Singer	Director & managing director	1 Nov 1999	Other	2373853
Bruce Alan Renihan	Director & cfo	1 Nov 1999	Other	3192925
Seth Bradley Novatt	Director & managing director	1 Nov 1999	Other	1060342
Patricia Ann Bourdon	Secretary	1 Nov 1999	Other	2897955
Dennis Patrick Mcnamara	Secretary	1 Jan 2003	Other	2938486
Oppenheimer Asset Management Inc.	General partner	1 Jun 2003	50% - 75%	105559
Bryan Edward Mckigney	Chief operations officer	1 Jun 2003	Other	4293175
Deborah Kaback	Chief legal officer	1 Jun 2003	Other	1854501
Allen Bernard Holeman	Chief compliance officer	1 Aug 2003	Other	1060910
Marshall Dornfeld	Prersident	1 Dec 2003	Other	2167848
Barbara F Pires	Chief compliance officer	1 Sep 2004	Other	2733185
Patrick John Kane	Managing director	1 Sep 2004	Other	2065327
Stephen Charles Beach	Vp, chief compliance officer	1 Feb 2005	Other	867896
Jeffrey Alfano	Cfo	1 Jan 2010	Other	5127693
Jeffrey Alfano	Svp, cfo	1 Mar 2010	Other	5127693

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Oppenheimer Holdings Inc.	100% owner	1 Oct 1983	75% - 100%	98-0080034
E.A. Viner International Co.	100% owner	1 Oct 1986	75% - 100%	76-148280
Cibc World Markets Holdings Inc.	100% shareholder	1 Nov 1997	75% - 100%	13-3216517
Cibc Delaware Holdings Inc.	98% shareholder	1 Mar 1998	75% - 100%	13-3990004
Cibc World Markets Inc.	83% shareholder	1 Apr 1998	75% - 100%	foreign entity
Canadian Imperial Bank Of Commerce	100% shareholder	1 Sep 2000	75% - 100%	foreign entity

Based in New York

The principal office where Oppenheimer Catalyst Management LP performs its advisory services is located at 85 Broad Street, New York, NY 10004, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-667-4225 or by fax 212-667-4975. The normal business hours are 9:00am to 5:00pm on Monday - Friday.