Streeter Moore & Stipe LLC (Tulsa)

Name: Streeter Moore & Stipe LLC
Address: 4111 S. Darlington, Tulsa, OK, 74135
Telephone: 918-481-6262

Streeter Moore & Stipe LLC is a large advisory firm based in Tulsa. It manages $142.1 million of regulatory assets for 167 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arkansas, Kansas, Oklahoma, and Texas.

Streeter Moore & Stipe provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Streeter Moore & Stipe: assets under management

The assets under management (AUM) of Streeter Moore & Stipe LLC is $142.1 million. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $38 million in discretionary accounts and $104.1 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $290.08 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.89 million.

Investments

The firm invests in investment and business development companies the most. They account for 47% of the total AUM. The second-largest asset type is exchange traded securities, which make up 45% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Streeter Moore & Stipe LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Streeter Moore & Stipe serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Streeter Moore & Stipe is high net worth individuals with 19 clients and $116.5 million of assets under management. Among the 10 most similar advisory firms, Streeter Moore & Stipe has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $142.1 million for 111 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Streeter Moore & Stipe doesn't advise any private funds.

Careers at Streeter Moore & Stipe LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Henry Streeter	Executive officer	1 Jul 1995	25% - 50%	2318269
David Ray Moore	Executive officer	1 Sep 1995	25% - 50%	2318455
Stephen Robert Stipe	Chief compliance officer	1 Dec 1998	25% - 50%	2229770

Based in Tulsa

The principal office where Streeter Moore & Stipe LLC performs its advisory services is located at 4111 S. Darlington, Tulsa, OK 74135, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 918-481-6262 or by fax 918-481-6211. The normal business hours are 9:00am - 4:00pm on Monday - Friday. You can find more information about the New York firm at smsadvisor.com.