Metacapital Management, L.P. (New York)

Metacapital Management, L.P. is a large advisory firm based in New York. It manages $6.01 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2006.

Metacapital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Metacapital Management: assets under management

The assets under management (AUM) of Metacapital Management, L.P. is $6.01 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 848% since the beginning of its operation, and $6.01 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.5 billion each.

Metacapital Management has custody of $5.82 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Metacapital Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Metacapital Management serves?

The only and largest group of clients of Metacapital Management is pooled investment vehicles with 4 clients and $6.01 billion of assets under management. Among the 8 most similar advisory firms, Metacapital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $6.01 billion for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

Metacapital Management also advises several private funds. Namely, ten hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Metacapital Management, L.P.

The company employs 16 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Deepak Mohan Narula	Managing partner	1 Jan 2001	75% - 100%	2466301
Llc Metacapital Gp	General partner	1 Jan 2001	Other	13-4192235
Deepak Mohan Narula	Managing partner	1 Nov 2001	75% - 100%	2466301
Llc Metacapital Gp	General partner	1 Nov 2001	Other	13-4192235
Ann Helene Schechter	Chief complaince officer	1 Oct 2005	Other	4162943
Ann Helene Jackelow	Chief compliance officer	1 Oct 2005	Other	4162943
David Adam Sherman	Operations manager	1 Sep 2010	Other	4575298
Jason William Kenny	Chief compliance officer	1 Jan 2012	Other	2691640
Narula Family Gst Exempt Trust	Limited partner	1 Dec 2012	Other	na
David Adam Sherman	Head of operations	1 Jan 2013	Other	4575298
Daniel Joseph Caffarelli	Chief compliance officer	1 Jun 2014	Other	5395572
John David Copeman	Chief financial officer	1 Feb 2016	Other	1828718

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Deepak Mohan Narula	Managing member	1 Oct 2001	75% - 100%	2466301
Anju (Nmn) Murari Narula	Trustee	1 Dec 2012	Other	6693587

Based in New York

The principal office where Metacapital Management, L.P. performs its advisory services is located at 152 W. 57 Th St, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-300-0500 or by fax 212-300-0503. The normal business hours are 8:00am - 6:00pm on Monday - Friday.