Innovest Portfolio Solutions LLC (Denver)

Name: Innovest Portfolio Solutions LLC
Address: 4643 S. Ulster St., Denver, CO, 80237
Telephone: 303-694-1900

Innovest Portfolio Solutions LLC is a pension cosultant based in Denver. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, Colorado, and Texas.

Innovest Portfolio Solutions provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Innovest Portfolio Solutions LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Innovest Portfolio Solutions serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Innovest Portfolio Solutions is individuals with 30 clients and $0 of assets under management. Among the 7 most similar advisory firms, Innovest Portfolio Solutions has the highest percentage of individuals out of all clients.

None of the firm’s clients are foreign persons or businesses.

Innovest Portfolio Solutions doesn't advise any private funds.

Careers at Innovest Portfolio Solutions LLC

The company employs 46 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. 22 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Michael Todd	Manager, principal	1 Jul 1996	Other	1498983
Wendy Jo Dominguez	Manager, principal	1 Jul 1996	Other	2280554
Brian Patrick Cunningham	Manager	1 Jul 1996	Other	1223666
Wendy Jo Hackettdominguez	Manager	1 Jul 1996	Other	2280554
William Ewart Fender	Chief compliance officer, principal	1 Jan 2002	Other	1144269
Inc. Innovest Holdings	Member	1 Jan 2002	75% - 100%	84-1334165
Inc. Tcd Holdings	Member	1 Jan 2002	75% - 100%	84-1334165
Inc. Citywide Banks Of Colorado	Member	1 Jul 2007	Other	84-0684374
Peter James Mustian	Chief operating officer, principal	1 May 2015	Other	6022494

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Wendy Jo Dominguez	Manager, president	1 Jul 2007	25% - 50%	2280554

Based in Denver

The principal office where Innovest Portfolio Solutions LLC performs its advisory services is located at 4643 S. Ulster St., Denver, CO 80237, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-694-1900 or by fax 303-694-4707. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at innovestinc.com.