Commandiv LLC (New York)

Name: Commandiv LLC
Address: 43 W 23 Rd St, Fl 6, New York, NY, 10010
Telephone: 800-280-2048

Commandiv LLC is an internet adviser based in New York. It manages $445.33 thousand of regulatory assets for 96 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of New York, Texas, and Virginia.

Commandiv provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Commandiv: assets under management

The assets under management (AUM) of Commandiv LLC is $445.33 thousand. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Commandiv LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Commandiv serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Commandiv is individuals with 84 clients and $332.15 thousand of assets under management. Among the 4 most similar advisory firms, Commandiv has the lowest percentage of individuals out of all clients.

The amount of regulatory assets under management is $445.33 thousand for 96 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Commandiv doesn't advise any private funds.

Careers at Commandiv LLC

The company employs 4 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Commandiv Financial Inc. joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Commandiv Financial Inc.	Member	1 Mar 2017	75% - 100%	81-1102528
H Justin Drobenaire	Chief compliance officer	1 May 2017	Other	1569191
John Louis Zettler	Elected manager/chief executive officer	1 Nov 2017	Other	5937541
Commandiv Financial Inc.	Member	1 Nov 2017	75% - 100%	81-1102528
Goldenberg Aaron Thomas	Elected manager/chief technology officer	1 Nov 2017	Other	6786726

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Louis Zettler	Shareholder/ceo	1 Mar 2017	50% - 75%	5937541
Goldenberg Aaron Thomas	Shareholder/chief technology officer	1 Mar 2017	25% - 50%	6786726

Based in New York

The principal office where Commandiv LLC performs its advisory services is located at 43 W 23 Rd St, Fl 6, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-280-2048 or by fax 800-280-2048. The normal business hours are 10:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at commandiv.com.