Amas Securites, Inc. (New York)

Amas Securites, Inc. is a large advisory firm based in New York. It manages $99.67 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New York.

Amas Securites provides portfolio management for pooled investment vehicles and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Amas Securites: assets under management

The assets under management (AUM) of Amas Securites, Inc. is $99.67 million. The firm's AUM has gone down by -48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Amas Securites, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Amas Securites, Inc.

Ali Ganjaei has been acting as President since 1 Dec 1996. Robert Sigmund Neuer joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ali Ganjaei	Director	1 Dec 1996	Other	4417974
Amas Bank (Switzerland) Ltd.	Owner	1 Dec 2000	75% - 100%	foreign entity
Hinduja Bank (Switzerland) Ltd.	Owner	1 Dec 2000	75% - 100%	foreign entity
Matthew Lawrence Rubin	Vice president	1 May 2001	Other	3057508
Kenneth D Peterson	Ceo	1 Jun 2001	Other	4417967
Kenneth D Peterson	Chairman / director	1 Jan 2003	Other	4417967
Ali Ganjaei	Ceo	1 Jan 2003	Other	4417974
Zubin Kapadia	Chief compliance officer	1 Sep 2005	Other	5041828
Carl Allen Merz	Chief compliance officer and cfo	1 Mar 2007	Other	3134495
Frank Savage	Chairman and president	1 Mar 2007	Other	1376409
Neuer Sigmund Neuer	Chief financial officer & chief compliance officer	1 Oct 2007	Other	5445434
Robert Sigmund Neuer	Chief financial officer & chief compliance officer	1 Oct 2007	Other	5445434
Ivan Schouker	Director	1 Oct 2007	Other	5558011
Robert Sigmund Neuer	Manager	1 Jul 2009	Other	5445434
Olaf Von Der Lage	Chief compliance officer	1 Jul 2009	Other	5748941

Based in New York

The principal office where Amas Securites, Inc. performs its advisory services is located at 535 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.