Coordinated Financial Planning Corp (Cincinnati)

Name: Coordinated Financial Planning Corp
Address: 4555 Lake Forest Drive #560, Cincinnati, OH, 45242
Telephone: 513-769-3131

Coordinated Financial Planning Corp is a large advisory firm based in Cincinnati. It manages $222.8 million of regulatory assets for 391 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida and Ohio.

Coordinated Financial Planning Corp provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Coordinated Financial Planning Corp: assets under management

The assets under management (AUM) of Coordinated Financial Planning Corp is $222.8 million. The firm's AUM has grown by 74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $213.47 million in discretionary accounts and $9.34 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $597.94 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $274.63 thousand.

Investments

The firm invests in investment and business development companies the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio. Investments in exchange traded securities form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Coordinated Financial Planning Corp for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Coordinated Financial Planning Corp serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Coordinated Financial Planning Corp is individuals with 334 clients and $122.67 million of assets under management. Among the 10 most similar advisory firms, Coordinated Financial Planning Corp has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $222.8 million for 391 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Coordinated Financial Planning Corp doesn't advise any private funds.

Careers at Coordinated Financial Planning Corp

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Justin Michael Kremer joined the executive team most recently as the Attorney & Director Of Legal Research, Tax & Estate Planning; Financial Planner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Herbert Perrin	Chief executive officer	1 Jun 1983	75% - 100%	713182
Stephen H. Perrin	Vice president / financial planner	1 Jun 1991	Other	4347386
Jr. Stephen H. Perrin	Financial planner	1 Jun 1991	Other	4347386
Scott Pelfrey	Financial planner	1 Jun 1992	Other	2948159
Matthew Bud Beamer	Investment administrator	1 Sep 1996	Other	2366851
Bethann Benz	Office administrator	1 Aug 1999	Other	4347390
Matthew Bud Beamer	Chief compliance officer/financial planner	1 May 2001	Other	2366851
Benson R Wright	It manager	1 Jun 2008	Other	5562842
Justin Michael Kremer	Attorney & director of legal research, tax & estate planning; financial planner	1 Jul 2011	Other	5955404

Based in Cincinnati

The principal office where Coordinated Financial Planning Corp performs its advisory services is located at 4555 Lake Forest Drive #560, Cincinnati, OH 45242, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 513-769-3131 or by fax 513-769-5041. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at coordinatedfinancialplanning.com.