Goldberg Lindsay & Co. LLC (New York)

Name: Goldberg Lindsay & Co. LLC
Address: 630 Fifth Avenue, New York, NY, 10111
Telephone: 212-651-1100

Goldberg Lindsay & Co. LLC is a large advisory firm based in New York. It manages $5.16 billion of regulatory assets for 55 client accounts. It has been registered with the SEC as an adviser since 2006.

Goldberg Lindsay & provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Goldberg Lindsay &: assets under management

The assets under management (AUM) of Goldberg Lindsay & Co. LLC is $5.16 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 148% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.16 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $93.79 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Goldberg Lindsay & Co. LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert Demarest Lindsay serves?

The only and largest group of clients of Robert Demarest Lindsay is pooled investment vehicles with 24 clients and $5.16 billion of assets under management. Among the 9 most similar advisory firms, Goldberg Lindsay & has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $5.16 billion for 24 clients. None of the firm’s clients are foreign persons or businesses.

Goldberg Lindsay & also advises several private funds. Namely, fifty five private equity funds.

Careers at Goldberg Lindsay & Co. LLC

The company employs 92 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert Demarest Lindsay has been acting as President since 1 Aug 2015. Goldberg Lindsay & Co. Llc joined the executive team most recently as the Class A Member Of Gp Ii.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Lindsay 1994 Family Partnership	Class a member of kylix	1 Jan 2000	50% - 75%	13-3802777
L.P. Woods 1994 Family Partnership	Class b member of kylix	1 Jan 2000	Other	13-3802780
Demarest Corporation	Principal manager of kylix	1 Jan 2000	Other	22-3255250
Bessemer Gl Inc.	Class c member of adviser	1 Feb 2002	25% - 50%	75-2983530
Robert Demarest Lindsay	Co-managing partner of adviser	1 Feb 2002	Other	1802687
Alan Edward Goldberg	Co-managing partner of adviser	1 Feb 2002	Other	1132982
Robert John Scott Roriston	Partner & coo	1 Feb 2002	Other	5179893
Lindsay Goldberg & Bessemer Gp Llc	General partner of gp i	1 Feb 2002	25% - 50%	26-0040830
Bessemer Lgb Gp Llc	Limited partner of gp i	1 Feb 2002	50% - 75%	75-2983564
Adam Perham Godfrey	Partner	1 Feb 2002	Other	1707605
James Russel Triedman	Partner	1 Feb 2002	Other	5179889
Lance Lloyd Hirt	Partner of adviser	1 Apr 2003	Other	2484579
Lindsay Goldberg & Bessemer Gp Llc	General partner of gp i aiv	1 Jun 2004	25% - 50%	26-0040830
Bessemer Lgb Inc.	Limited partner of gp i aiv	1 Jun 2004	50% - 75%	74-3121363
James Russell Triedman	Partner of adviser	1 Jan 2006	Other	5179889
L.P. Goldberg 2002 Family Partnership	Class a member of gp ii	1 Jul 2006	25% - 50%	26-0040918
L.P. Lindsay 2002 Family Partnership	Class a member of gp ii	1 Jul 2006	25% - 50%	26-0040813
L.P. Conaly Partners	Class b member of gp ii	1 Jul 2006	Other	13-3953560
Hirt 2006 Investment Partnership Ii L.P.	Class b member of gp ii	1 Jul 2006	Other	41-2212122
Goldberg Lindsay & Co. Llc	Designated member of gp ii	1 Jul 2006	Other	13-4164879
Msda Llc	Class a member of adviser	1 Mar 2008	25% - 50%	26-2273216
Rpad Llc	Class a member of adviser	1 Mar 2008	25% - 50%	26-2273327
Lg Gp Holding Iii Llc	Class a member of gp iii	1 May 2008	75% - 100%	26-2975732
Michael William Dees	Partner of adviser	1 Dec 2009	Other	2774294
Andrew Seth Weinberg	Partner of adviser	1 Dec 2009	Other	2165345
John Andrew Welsh Werwaiss	Partner of adviser	1 Dec 2009	Other	2529557
John Frank Aiello	Cco	1 Jan 2015	Other	6468578
Lg Gp Holding Iv Llc	Class a member of gp iv	1 Apr 2015	75% - 100%	46-5658095
Robert Demarest Lindsay	Chairman	1 Aug 2015	Other	1802687
Alan Edward Goldberg	Ceo	1 Aug 2015	Other	1132982
Eric Todd Fry	Partner of adviser	1 Dec 2015	Other	1994937
Christopher Matthew Laitala	Partner of adviser	1 Sep 2016	Other	2654021
Jeffrey Brad Bunder	Partner of adviser	1 Jan 2017	Other	6776471
Brian Patrick Kelley	Partner of adviser	1 Jan 2017	Other	6776472
Jacob J Lew	Partner of adviser	1 Nov 2017	Other	5190413
Stephen Paul Defalco	Partner of adviser	1 Apr 2018	Other	6994906
Goldberg Lindsay & Co. Llc	Class a member of gp ii	1 Dec 2018	75% - 100%	13-4164879

Indirect Owners

The SEC currently registers 68 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Robert Demarest Lindsay	Stockholder	1 Sep 1993	75% - 100%	1802687
Ward Wilson Woods	Stockholder	1 Sep 1993	75% - 100%	804341
Robert Demarest Lindsay	Stockholder	1 Mar 1994	75% - 100%	1802687
Ward Wilson Woods	Stockholder	1 Mar 1994	75% - 100%	804341
Demarest Corporation	General partner	1 Dec 1994	Other	22-3255250
Old Hundred Corporation	Limited partner	1 Dec 1994	50% - 75%	13-3768567
North Hailey Corporation	General partner	1 Dec 1994	Other	22-3255249
Nebris Corporation	Limited partner	1 Dec 1994	50% - 75%	13-3768569
Adam Perham Godfrey	Stockholder	1 Mar 1997	75% - 100%	1707605
Conaly Corporation	General partner	1 Feb 2000	50% - 75%	13-3950697
Robert Demarest Lindsay	Trustee	1 Jan 2002	Other	1802687
Teresa Elms Lindsay	Trustee	1 Jan 2002	Other	5512355
L.P. Goldberg 2002 Family Partnership	Class a member	1 Jan 2002	25% - 50%	26-0040918
L.P. Lindsay 2002 Family Partnership	Class a member	1 Jan 2002	25% - 50%	26-0040813
Bessemer Securities Llc	Member	1 Jan 2002	75% - 100%	13-3926991
Inc. Msda Number Two	General partner	1 Jan 2002	25% - 50%	26-0040694
Inc. Msda Number One	Limited partner	1 Jan 2002	50% - 75%	26-0040712
Old Hundred Corporation	General partner	1 Jan 2002	50% - 75%	13-3768567
Inc. Rpad	Limited partner	1 Jan 2002	25% - 50%	26-0040770
Alan Edward Goldberg	Stockholder	1 Jan 2002	75% - 100%	1132982
Lindsay 2002 Family Trust	Stockholder	1 Jan 2002	75% - 100%	xxx-xx-xxxx
Bessemer Securities Llc	Stockholder	1 Feb 2002	75% - 100%	13-3926991
Bessemer Securities Llc	Stockholder	1 Feb 2004	75% - 100%	13-3926991
Lance Lloyd Hirt	Trustee	1 Jul 2006	Other	2484579
Rickie Penstein Hirt	Trustee	1 Jul 2006	Other	6049256
Richard Howell Witmer	Trustee	1 Nov 2006	Other	1900002
Inc. Llh Number Three	General partner	1 Dec 2006	25% - 50%	06-1788169
Inc. Llh Number Four	Limited partner	1 Dec 2006	25% - 50%	06-1788172
Lance Lloyd Hirt	Stockholder	1 Dec 2006	75% - 100%	2484579
Lance L. Hirt A Investment Trust	Stockholder	1 Dec 2006	75% - 100%	xxx-xx-xxxx
Alan Edward Goldberg	Managing member	1 Feb 2008	25% - 50%	1132982
Robert Demarest Lindsay	Managing member	1 Feb 2008	50% - 75%	1802687
Alan E. Goldberg 2008 A Investment Trust	Member	1 Mar 2008	50% - 75%	xxx-xx-xxxx
Robert D. Lindsay 2008 A Investment Trust	Member	1 Mar 2008	25% - 50%	xxx-xx-xxxx
Alan Edward Goldberg	Trustee	1 Mar 2008	Other	1132982
Miriam Peyser Goldberg	Trustee	1 Mar 2008	Other	5512351
Robert Demarest Lindsay	Trustee	1 Mar 2008	Other	1802687
Teresa Elms Lindsay	Trustee	1 Mar 2008	Other	5512355
Richard Howell Witmer	Trustee	1 Mar 2008	Other	1900002
James Martin Stone	Trustee	1 Mar 2008	Other	5512369
Ag 2008 Llc	Member	1 May 2008	50% - 75%	26-2775326
Rdl 2008 Llc	Member	1 May 2008	50% - 75%	26-2775533
Alan Edward Goldberg	Managing member	1 May 2008	25% - 50%	1132982
Aeg 2008 Investment Trust	Member	1 May 2008	50% - 75%	xxx-xx-xxxx
Robert Demarest Lindsay	Managing member	1 May 2008	50% - 75%	1802687
Rdl 2008 Investment Trust	Member	1 May 2008	25% - 50%	xxx-xx-xxxx
Miriam Peyser Goldberg	Trustee	1 May 2008	Other	5512351
James Martin Stone	Trustee	1 May 2008	Other	5512369
Teresa Elms Lindsay	Trustee	1 May 2008	Other	5512355
Richard Howell Witmer	Trustee	1 May 2008	Other	1900002
Lindsay 2002 Family Trust	Member	1 Feb 2010	25% - 50%	xxx-xx-xxxx
Aeg 2010 Family Trust	Member	1 Dec 2010	50% - 75%	xxx-xx-xxxx
Alan Edward Goldberg	Trustee	1 Dec 2010	Other	1132982
Miriam Peyser Goldberg	Trustee	1 Dec 2010	Other	5512351
James Martin Stone	Trustee	1 Dec 2010	Other	5512369
Alan Edward Goldberg	Sole member	1 Apr 2015	50% - 75%	1132982
Robert Demarest Lindsay	Sole member	1 Apr 2015	50% - 75%	1802687
Goldberg 2014 Llc	Member	1 Apr 2015	50% - 75%	xxx-xx-xxxx
Lindsay 2014 Llc	Member	1 Apr 2015	50% - 75%	xxx-xx-xxxx
Lindsay 2017 A Investment Trust	Member	1 Mar 2017	50% - 75%	xxx-xx-xxxx
Robert Demarest Lindsay	Trustee	1 Mar 2017	Other	1802687
Teresa Elms Lindsay	Trustee	1 Mar 2017	Other	5512355
Richard Howell Witmer	Trustee	1 Mar 2017	Other	1900002
Alan Edward Goldberg	Trustee	1 Nov 2017	Other	1132982
Goldberg 2017 A Investmenbt Trust	Member	1 Nov 2017	50% - 75%	xxx-xx-xxxx
Miriam Peyser Goldberg	Trustee	1 Nov 2017	Other	5512351
James Martin Stone	Trustee	1 Nov 2017	Other	5512369
Goldberg 2017 A Investment Trust	Member	1 Nov 2017	50% - 75%	xxx-xx-xxxx

Based in New York

The principal office where Goldberg Lindsay & Co. LLC performs its advisory services is located at 630 Fifth Avenue, New York, NY 10111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-651-1100 or by fax 212-651-1101. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at lindsaygoldbergllc.com.