Legg Mason International Equities Limited (London)

Name: Legg Mason International Equities Limited
Address: 9 Th Floor, 10 Exchange Square, London, Ec2 A 2 Br
Telephone: 44 20 7858 3000

Legg Mason International Equities Limited is a large advisory firm based in London. It manages $697.83 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2006.

Legg Mason International Equities Limited provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Legg Mason International Equities Limited: assets under management

The assets under management (AUM) of Legg Mason International Equities Limited is $697.83 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $697.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116.3 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Legg Mason International Equities Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Legg Mason International Equities Limited

Stavros ("Steve") Triantafilidis has been acting as President since 1 Dec 2012. Jennifer Marie Eising joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paula Denise Marsh	Chief compliance officer, executive committee member for the investment adviser	1 Apr 2003	Other	4670748
Steven Tredgett	Senior manager of technology, operating committee member	1 Sep 2003	Other	5558299
Deepak Chowdhury	Chief executive officer & director of the investment adviser	1 Dec 2005	Other	1770083
Timothy Charles Scheve	Director of the investment adviser	1 Dec 2005	Other	1319072
Hugh Moir	Director, executive committee member investment adviser, operations & technology oversight	1 Dec 2005	Other	5104603
Lm International Holding Lp	100% shareholder	1 Dec 2005	75% - 100%	98-0451594
Llc Legg Mason International Holdings Ii	99.99% shareholder	1 Dec 2005	75% - 100%	20-3784387
Legg Mason Inc	100% shareholder	1 Dec 2005	75% - 100%	521200960
Christina Grove	Chief legal officer for the investment adviser, executive committee member for the investment adviser	1 Jan 2006	Other	5104601
Christine Ann Jordan	Chief human resources officer, executive committee member for the investment adviser	1 Feb 2006	Other	5174285
Howard Jones	Chief financial officer, executive committee member	1 Mar 2006	Other	5174283
Paul Adam Ehrhardt	Director, business manager - investments, executive committee member for the investment adviser	1 May 2006	Other	2345766
Aquico Tzu Wen	Director, senior investment officer for the investment adviser	1 May 2006	Other	5104609
Jim Kandunias	Director, head of marketing, sales and clients services, executive committee member	1 May 2006	Other	5172918
Thomas John Hirschmann	Non executive director	1 Jun 2007	Other	3101608
Jeffrey Allen Nattans	Non executive director	1 Aug 2007	Other	2786221
Trevor Goodman	Chief legal officer, operating committee member	1 Sep 2007	Other	5551645
Joseph Patrick Larocque	Non executive director	1 Feb 2009	Other	4363277
Edward Stephen Venner	International chief financial officer, operating committee member	1 Apr 2009	Other	5673399
Ian Goodhew	Head of operational risk, europe	1 Jan 2010	Other	5823593
Jennifer Marie Eising	Chief legal officer, operating committee member	1 Oct 2010	Other	5949245
Robert Michael Shearman	Non executive director	1 Feb 2011	Other	5863343
Thomas Paul Lemke	Non-executive director	1 Jul 2011	Other	2121729
Ronald Richard Dewhurst	Non-executive director	1 Jul 2011	Other	1590061
Peter Hamilton Nachtwey	Non-executive director	1 Jul 2011	Other	5512176
Jim Kandunias	Chief compliance officer	1 Jul 2011	Other	5172918
Jim Kandunias	Chief executive officer	1 Oct 2012	Other	5172918
Jennifer Marie Eising	Chief compliance officer	1 Oct 2012	Other	5949245
Stavros ("Steve") Triantafilidis	Director	1 Dec 2012	Other	6151119

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Legg Mason International Holdings Ii Llc	99.99% shareholder	1 Dec 2005	75% - 100%	20-3784387
Inc Legg Mason	100% shareholder	1 Dec 2005	75% - 100%	52-1200960

Based in London

The principal office where Legg Mason International Equities Limited performs its advisory services is located at 9 Th Floor, 10 Exchange Square, London, Ec2 A 2 Br, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 20 7858 3000 or by fax 44 20 7858 3029. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at www.citigroupam.com.