R. W. Baker Wealth Management Group LLC (Cheyenne)

R. W. Baker Wealth Management Group LLC is an adviser based in Cheyenne. It manages $59.51 million of regulatory assets for 181 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, Arkansas, California, and 9 other states.

R. W. Baker Wealth Management Group provides financial planning services, portfolio management for individuals and small businesses, and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

R. W. Baker Wealth Management Group: assets under management

The assets under management (AUM) of R. W. Baker Wealth Management Group LLC is $59.51 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is state and local bonds, which make up 21% of the firm’s portfolio. Investments in investment and business development companies form 11% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay R. W. Baker Wealth Management Group LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients R. W. Baker Wealth Management Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of R. W. Baker Wealth Management Group is individuals with 119 clients and $32.24 million of assets under management. Among the 1 most similar advisory firms, R. W. Baker Wealth Management Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $59.51 million for 131 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

R. W. Baker Wealth Management Group doesn't advise any private funds.

Careers at R. W. Baker Wealth Management Group LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rosalyn Wallach Baker	Cco, member	1 May 2018	75% - 100%	1078293

Based in Cheyenne

The principal office where R. W. Baker Wealth Management Group LLC performs its advisory services is located at 100 W. 17 Th Street, Cheyenne, WY 82001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 307-514-4445 or by fax 307-514-5544. The normal business hours are 8am to 5pm on Monday - Friday.