Stern Capital Management, Inc. (Old Bridge)

Name: Stern Capital Management, Inc.
Address: 18 Throckmorton Lane, Old Bridge, NJ, 08857
Telephone: 732-679-7050

Stern Capital Management, Inc. is a large advisory firm based in Old Bridge. It manages $133.69 million of regulatory assets for 495 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California, Florida, New Jersey, New York, and Pennsylvania.

Stern Capital Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stern Capital Management: assets under management

The assets under management (AUM) of Stern Capital Management, Inc. is $133.69 million. The firm's AUM has grown by 274% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $133.29 million in discretionary accounts and $396.74 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $277.69 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $26.45 thousand.

Investments

The firm invests in other assets the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stern Capital Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stuart Mark Stern serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Stuart Mark Stern is individuals with 480 clients and $77.04 million of assets under management. Among the 9 most similar advisory firms, Stern Capital Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $133.69 million for 513 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stern Capital Management doesn't advise any private funds.

Careers at Stern Capital Management, Inc.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stuart Mark Stern	President/chief compliance officer	1 Oct 1999	75% - 100%	2202710

Based in Old Bridge

The principal office where Stern Capital Management, Inc. performs its advisory services is located at 18 Throckmorton Lane, Old Bridge, NJ 08857, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 732-679-7050 or by fax 732-679-7068. The normal business hours are 9:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at sterncapitalmanagementinc.com.