Flack, Ember Louise (Dallas)

Flack, Ember Louise is a large advisory firm based in Dallas. It manages $175 million of regulatory assets for 395 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Flack, Ember Louise provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Flack, Ember Louise: assets under management

The assets under management (AUM) of Flack, Ember Louise is $175 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Flack, Ember Louise for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Flack, Ember Louise serves?

The only and largest group of clients of Flack, Ember Louise is high net worth individuals with 71 clients and $175 million of assets under management. Among the 7 most similar advisory firms, Flack, Ember Louise has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $175 million for 71 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Flack, Ember Louise doesn't advise any private funds.

Careers at Flack, Ember Louise

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ember Louise Flack	Principal, chief compliance officer	1 Jan 2000	75% - 100%	2124559

Based in Dallas

The principal office where Flack, Ember Louise performs its advisory services is located at 10831 Stone Canyon Road, Dallas, TX 75230, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-373-4781 or by fax 214-373-4782. The normal business hours are by appointment on Other.