F&C Emerging Markets Limited (London)

Name: F&C Emerging Markets Limited
Address: 8 Th Floor Exchange House, London, Ec2 A 2 Ny
Telephone: 00 44 207-628-8000

F&C Emerging Markets Limited is an adviser based in London. It manages $203.81 billion of regulatory assets for 752 client accounts. It has been registered with the SEC as an adviser since 2001.

F&C Emerging Markets Limited provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

F&C Emerging Markets Limited: assets under management

The assets under management (AUM) of F&C Emerging Markets Limited is $203.81 billion. The firm's AUM has grown by 21243% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $190.18 billion in discretionary accounts and $13.63 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $283.85 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $166.17 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay F&C Emerging Markets Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at F&C Emerging Markets Limited

Charles Frans Victor Brock has been acting as President since 1 Aug 1997. Anthony John Broccardo has served as the Chief Investment Officer since 1 Oct 2004 and Howard Carter is the Chief Executive Officer of F&C Emerging Markets Limited family office. David Logan joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Humphrey Peter Carey	Deputy chief investment officer/director	1 Jul 1993	Other	4378011
Arnab Kumar Banerji	Chairman, chief investment officer	1 Sep 1993	Other	4377978
Nicholas Herford Pitt Lewis	Compliance officer	1 Jul 1994	Other	4378020
Emily Bovard Mclaughlin	Investment manager	1 Aug 1994	Other	4378018
Jeffrey Chowdhry	Director/investment manager	1 Dec 1994	Other	4377997
Helene Ruth Williamson	Investment manager/director	1 Jun 1995	Other	4378026
Karen Jardine Clarke	Chief operating officer/director	1 Jul 1995	Other	4378013
William Jay Ducas	Us marketing	1 Dec 1995	Other	4379527
Nicholas Richard William Timberlake	Investment manager	1 Jun 1997	Other	4378022
Charles Frans Victor Brock	Investment manager/director	1 Aug 1997	Other	4377990
Vinayak Bhattacharjee	Director of marketing	1 Mar 2000	Other	4377984
Fcem Holdings (Uk) Limited	Parent	1 Dec 2000	75% - 100%	foreign entity
Wolf Ruediger Feiler	Director	1 Aug 2001	Other	4384988
Robert Warren Jenkins	Director	1 Aug 2001	Other	4384992
Patrick Norman Chaloner Johns	Chief executive	1 Aug 2001	Other	4384996
Anthony Frank Tomlinson	Director	1 Aug 2001	Other	4385014
Alain Leopold Grisay	Director	1 Aug 2001	Other	4397956
Fernando Jorge Ribeiro	Director	1 Aug 2001	Other	4397947
Robert E Dowdall	Finance officer	1 Aug 2001	Other	4399676
Peter Trevellian Cole	Director	1 Oct 2001	Other	4516582
Helene Ruth Williamson	Director	1 Feb 2002	Other	4378026
Anthony John Broccardo	Director	1 Oct 2002	Other	4511016
Laurence Llewellyn	Director	1 Nov 2002	Other	4645966
William Hall Boardman	Us marketing officer	1 Jul 2003	Other	2449817
Ryan Vincent Murphy	Us marketing officer	1 Jul 2003	Other	4682721
Anthony Frank Tomlinson	Chief operating officer	1 Oct 2004	Other	4385014
Anthony John Broccardo	Chief investment officer	1 Oct 2004	Other	4511016
Howard Carter	Chief executive officer	1 Oct 2004	Other	4492060
Eric Mackay	Head of audit, risk and compliance	1 Oct 2004	Other	4873950
Ian Paterson Brown	Chief financial officer	1 Oct 2004	Other	4873948
Alain Leopold Grisay	Deputy chief executive officer	1 Mar 2005	Other	4397956
David Logan	Director	1 Oct 2006	Other	4873948

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
F&C Management Limited	Indirect shareholder	1 Jul 1987	75% - 100%	111598
F&C Group (Holdings) Limited	Indirect shareholder	1 Jul 1989	75% - 100%	foreign entity
Primrose Street Holdings Limited	Indirect shareholder	1 Dec 1998	75% - 100%	foreign entity
F&C Holdings Limited	Indirect shareholder	1 Dec 1998	75% - 100%	foreign entity
F & C Group Management Limited	Indirect shareholder	1 Dec 1998	75% - 100%	foreign entity
Eureko Bv	Indirect shareholder	1 Mar 2001	75% - 100%	foreign entity
F&C Eureko Bv	Indirect shareholder	1 Mar 2001	75% - 100%	foreign entity
Stichting Administratiekantoor Achmea	Indirect shareholder	1 Mar 2001	50% - 75%	foreign entity
Eureko Consulting Services Bv	Indirect shareholder	1 Mar 2001	75% - 100%	foreign entity
F&C Asset Management Holdings Bv	Indirect shareholder	1 Mar 2001	75% - 100%	foreign entity
Stichting Administratiekantoor Achmea	Indirect shareholder	1 Feb 2003	75% - 100%	foreign entity
F & C Asset Management Plc	Indirect	1 Oct 2004	75% - 100%	foreign entity
Friends Provident Plc	Indirect shareholder	1 Oct 2004	50% - 75%	foreign entity

Based in London

The principal office where F&C Emerging Markets Limited performs its advisory services is located at 8 Th Floor Exchange House, London, Ec2 A 2 Ny, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 00 44 207-628-8000 or by fax 00 44 207-628-8188. The normal business hours are 9.00 to 17.00 (gmt) on Monday - Friday. You can find more information about the New York firm at www.fandc.co.uk.