Trade Street Investment Adviser, LlLP (Aventura)

Name: Trade Street Investment Adviser, LlLP
Address: 19950 W. Country Club Drive, Aventura, FL, 33180
Telephone: 786-248-5200

Trade Street Investment Adviser, LlLP is a large advisory firm based in Aventura. It manages $358.45 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida and Georgia.

Trade Street Investment Adviser, L provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Trade Street Investment Adviser, L: assets under management

The assets under management (AUM) of Trade Street Investment Adviser, LlLP is $358.45 million. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $355.45 million in discretionary accounts and $3 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.48 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3 million.

Trade Street Investment Adviser, L has custody of $355.45 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Trade Street Investment Adviser, LlLP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Trade Street Investment Adviser, LlLP

Herbert Clifton Skinner has been acting as President since 1 Aug 2010. Humberto L Lopez joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Bcom Adviser Gp	General partner	1 May 2003	Other	68-0552171
Michael D. Baumann	Limited partner	1 May 2003	25% - 50%	4672878
Russell Borden	Limited partner	1 May 2003	Other	4672880
Heidi Baumann	Limited partner	1 May 2003	25% - 50%	4674653
Maria Borden	Limited partner	1 May 2003	Other	4675688
Inc. Trade Street Adviser Gp	General partner	1 May 2003	Other	68-0552171
Denny St Romain	Limited partner	1 Jul 2004	Other	4939196
Beatriz St Romain	Limited partner	1 Jul 2004	Other	4939197
Richard Peter Pell	Chief compliance officer	1 Feb 2008	Other	2050334
Herbert Clifton Skinner	President	1 Aug 2010	Other	2068742
Ryan Lee Hanks	Director	1 Aug 2010	Other	4242986
Humberto L Lopez	Chief compliance officer	1 Jan 2011	Other	5906849

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Michael D. Baumann	Shareholder	1 Apr 1999	50% - 75%	4672878
Heidi Baumann	Shareholder	1 Apr 1999	50% - 75%	4674653

Based in Aventura

The principal office where Trade Street Investment Adviser, LlLP performs its advisory services is located at 19950 W. Country Club Drive, Aventura, FL 33180, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 786-248-5200 or by fax 786-248-3679. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at tradestreetcapital.com.