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Casey Thomas Clark (Newport Beach)


Casey Thomas Clark is a large advisory firm based in Newport Beach. It manages $27.79 million of regulatory assets for 29 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Casey Thomas Clark provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Casey Thomas Clark: assets under management

The assets under management (AUM) of Casey Thomas Clark is $27.79 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $27.79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $958.17 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Casey Thomas Clark for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Newport Beach

The principal office where Casey Thomas Clark performs its advisory services is located at 620 Newport Center Drive,, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-721-6629 or by fax 949-721-6693. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.


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