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Emmes Asset Management Co. LLC (New York)


Emmes Asset Management Co. LLC is a large advisory firm based in New York. It manages $1.27 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2002.

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Emmes Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Emmes Asset Management: assets under management

The assets under management (AUM) of Emmes Asset Management Co. LLC is $1.27 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.27 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $158.33 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Emmes Asset Management Co. LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Emmes Master Services Llc Member 1 Dec 1998 75% - 100% 13-3996549
Richard A.C. Coles Member 1 Jun 2015 75% - 100% 5018328
Gary Martin Tischler Member 1 Jun 2015 75% - 100% 4502316
Pleasant Ridge Vanbarton Lc/Oh Member 1 Jun 2015 50% - 75% xxx-xx-xxxx
Travencio Gmt Llc Member 1 Jun 2015 50% - 75% xxx-xx-xxxx

Based in New York

The principal office where Emmes Asset Management Co. LLC performs its advisory services is located at 420 Lexington Avenue, New York, NY 10170 0900, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-293-8800 or by fax 212-293-8805. The normal business hours are 9:00am - 6:00pm on Monday - Friday. You can find more information about the New York firm at emmesco.com.


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