Pall Mall Investment Management Limited (London, England)

Name: Pall Mall Investment Management Limited
Address: 52 A Cromwell Road, London, England, Sw7 5 Be
Telephone: +44 20 7590 1350

Pall Mall Investment Management Limited is a large advisory firm based in London, England. It manages $1.06 billion of regulatory assets for 30 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Connecticut, New Jersey, and New York.

Pall Mall Investment Management Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pall Mall Investment Management Limited: assets under management

The assets under management (AUM) of Pall Mall Investment Management Limited is $1.06 billion. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $660.79 million in discretionary accounts and $395.67 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $28.73 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $56.52 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pall Mall Investment Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pall Mall Investment Management Limited

Curt H Schibli has served as the Chief Investment Officer since 1 Apr 2007 and Holger Pastel is the Chief Executive Officer of Pall Mall Investment Management Limited family office. James Andrew Hartigan joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy James Goble	Chief operating officer	1 Aug 2005	Other	5033900
Holger Pastel	Chief executive officer	1 Apr 2007	Other	4435917
Jonathan Goble	Chief financial officer	1 Apr 2007	Other	4435916
Curt H Schibli	Chief investment officer	1 Apr 2007	Other	4440228
Pmam Holdings Limited	Direct owner	1 Apr 2007	75% - 100%	01/01/0000
Theresa Marie Hickman	Chief compliance officer	1 May 2007	Other	4871780
Michael Chadney	Chief compliance officer	1 Apr 2010	Other	5776189
Dirk Rogowski	Director hamburg office	1 Sep 2010	Other	5866310
James Andrew Hartigan	Chief compliance officer	1 Oct 2010	Other	5864192

Indirect Owners

The SEC currently registers 16 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Capita Trustees Ltd Re Hp Trust (Settlor Holger Pastel) Trust Incorporated & Regulated In Jersey Channel Islands Uk	Trust	1 Dec 1998	Other	01/01/0000
Hp Management Ltd Capita Trust Re Hp Trust (Settlor Holger Pastel) Trust Incoporated & Regulated In Jersey Channel Islands Uk	Indirect owner	1 Apr 2007	25% - 50%	01/01/000
Capita Trustees Limited	Indirect owner	1 Apr 2007	25% - 50%	01/01/0000
Sachsen Landesbank Europe Plc	Indirect owner	1 Apr 2007	25% - 50%	01/01/0000
Rainer Guenter Schmitz	Director	1 Jun 2007	Other	5058817
Sven Petersen	Director	1 Jun 2007	Other	5373842
Timothy James Goble	Director	1 Jun 2007	Other	5033900
Wolf Dieter Ihle	Director	1 Nov 2007	Other	5460578
Nomura European Investment Ltd	Indirect owner	1 Jan 2008	Other	01/01/0000
Michael Robert Fullalove	Director	1 Feb 2008	Other	2914917
Koichi Katakawa	Director	1 Feb 2008	Other	5496353
Landesbank Baden Wuerttemburg	Indirect owner	1 Apr 2008	25% - 50%	01/01/0000
Mark A Northway	Director	1 May 2008	Other	5551457
Ralf Winkelmann	Director	1 May 2008	Other	5551461
Ingo Heinen	Director	1 Aug 2008	Other	5595028
Joseph Anthony Cassidy	Director	1 Dec 2009	Other	5748256

Based in London, England

The principal office where Pall Mall Investment Management Limited performs its advisory services is located at 52 A Cromwell Road, London, England, Sw7 5 Be, which is also the mailing address of the firm. An additional office of the firm is in Rowayton, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number +44 20 7590 1350 or by fax +44 20 7590 1351. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.pmim.com.