Investment Professionals, Inc. (San Antonio)

Investment Professionals provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Investment Professionals: assets under management

The assets under management (AUM) of Investment Professionals, Inc. is $760.85 million. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 52% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Investment Professionals, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Charles Neal Maglaque serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Charles Neal Maglaque is individuals with 3,645 clients and $521.93 million of assets under management. Among the 9 most similar advisory firms, Investment Professionals has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $600.24 million for 3,982 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Investment Professionals doesn't advise any private funds.

Careers at Investment Professionals, Inc.

The company employs 178 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 178 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Charles Neal Maglaque has been acting as President since 1 Nov 2017. Mary Ellen Storey joined the executive team most recently as the Co Cco.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 2 indirect owners.

Based in San Antonio

The principal office where Investment Professionals, Inc. performs its advisory services is located at 16414 San Pedro Avenue, San Antonio, TX 78232, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-308-8800 or by fax 866-623-7299. The normal business hours are 8:00 - 5:00 cst on Monday - Friday. You can find more information about the New York firm at invpro.com.

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