Schaefer Financial Management, Inc. (Centennial)

Name: Schaefer Financial Management, Inc.
Address: 7700 East Arapahoe Road, Centennial, CO, 80112 6108
Telephone: 303-770-6700

Schaefer Financial Management, Inc. is a large advisory firm based in Centennial. It manages $554.29 million of regulatory assets for 1,544 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona, California, and Colorado.

Schaefer Financial Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Schaefer Financial Management: assets under management

The assets under management (AUM) of Schaefer Financial Management, Inc. is $554.29 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 54% of the total AUM. The second-largest asset type is exchange traded securities, which make up 37% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Schaefer Financial Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jeffrey Alan Schaefer serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Jeffrey Alan Schaefer is high net worth individuals with 142 clients and $462.24 million of assets under management. Among the 10 most similar advisory firms, Schaefer Financial Management has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $554.29 million for 313 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Schaefer Financial Management doesn't advise any private funds.

Careers at Schaefer Financial Management, Inc.

The company employs 9 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeffrey Alan Schaefer has been acting as President since 1 Jul 2001. Kenneth Ray Schaefer joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffrey Alan Schaefer	President	1 Jul 2001	75% - 100%	1233525
Kenneth Ray Schaefer	Chief compliance officer	1 Jan 2007	Other	412300

Based in Centennial

The principal office where Schaefer Financial Management, Inc. performs its advisory services is located at 7700 East Arapahoe Road, Centennial, CO 80112 6108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-770-6700 or by fax 303-770-1041. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at schaefer-financial.com.