Upstate Management Associates Inc (Endwell)

Upstate Management Associates Inc is a large advisory firm based in Endwell. It manages $52.09 million of regulatory assets for 300 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New York, North Carolina, Pennsylvania, and Texas.

Upstate Management Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Upstate Management Associates: assets under management

The assets under management (AUM) of Upstate Management Associates Inc is $52.09 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $52.09 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.64 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Upstate Management Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Upstate Management Associates Inc

Kenneth Dale Rosplock has been acting as President since 1 Mar 1992. Brian Joseph Murphy joined the executive team most recently as the Chiel Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Helen Margaret Rosplock	Treasurer	1 Mar 1992	25% - 50%	1427116
Kenneth Dale Rosplock	President	1 Mar 1992	25% - 50%	1123339
Robert Michael Sedor	Secretary	1 Mar 1992	25% - 50%	1031167
Brian Joseph Murphy	Chiel compliance officer	1 Apr 1995	Other	1618217
Kenneth Dale Rosplock	Chief compliance officer	1 Oct 2004	50% - 75%	1123339

Based in Endwell

The principal office where Upstate Management Associates Inc performs its advisory services is located at 1405 Davis Ave, Endwell, NY 13760, which is also the mailing address of the firm. An additional office of the firm is in Raleigh, NC. It doesn’t run an office outside of the United States.