Whitehall Asset Managment, Inc. (New York)

Name: Whitehall Asset Managment, Inc.
Address: 320 Park Avenue, 10 Th Floor, New York, NY, 10022
Telephone: 212-508-3300

Whitehall Asset Managment, Inc. is a large advisory firm based in New York. It manages $3.48 billion of regulatory assets for 705 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, California, Connecticut, and 11 other states.

Whitehall Asset Managment provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whitehall Asset Managment: assets under management

The assets under management (AUM) of Whitehall Asset Managment, Inc. is $3.48 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $2.63 billion in discretionary accounts and $848.33 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.69 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $5.85 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whitehall Asset Managment, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Whitehall Asset Managment, Inc.

Warren Joseph Olsen has been acting as President since 1 Jan 2000. Marc Stephen Keller has served as the Chief Investment Officer since 1 Apr 1998. Peter Lawrence Kirby joined the executive team most recently as the Chief Administrative Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marc Stephen Keller	Chief investment officer	1 Apr 1998	Other	266581
Ibj Whitehall Bank & Trust Company	100% owner of whitehall asset management, inc.	1 Apr 1998	75% - 100%	13 537 5195
Industrial Bank Of Japan Limited	100% owner of ibj whitehall bank & trust company	1 Apr 1998	75% - 100%	foreign entity
Jeffrey Daniel Silva	Director of compliance	1 Apr 1999	Other	4371198
Warren Joseph Olsen	President	1 Jan 2000	Other	1859614
Joseph Edward Breslin	Senior managing director	1 Jan 2000	Other	1024480
Judith Linda Levy	Chief legal officer	1 Apr 2000	Other	4371211
Peter Lawrence Kirby	Chief administrative officer	1 Sep 2000	Other	1291764
Mizuho Holdings Inc.	100% owner of ibj limited	1 Sep 2000	75% - 100%	foreign entity

Based in New York

The principal office where Whitehall Asset Managment, Inc. performs its advisory services is located at 320 Park Avenue, 10 Th Floor, New York, NY 10022, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-508-3300 or by fax 212-758-7765. The normal business hours are 8:30a.m.-6:00p.m. on Monday - Friday. You can find more information about the New York firm at www.whitehall funds.com.