Austin Calvert & Flavin Inc (San Antonio)

Austin Calvert & Flavin Inc is a large advisory firm based in San Antonio. It manages $396.7 million of regulatory assets for 141 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Texas.

Austin Calvert & Flavin provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Austin Calvert & Flavin: assets under management

The assets under management (AUM) of Austin Calvert & Flavin Inc is $396.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -80% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $396.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.81 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Austin Calvert & Flavin Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Austin Calvert & Flavin Inc

Henry John Herrmann has been acting as President since 1 Aug 1999. David Arthur Halloran has served as the Chief Investment Officer since 1 Oct 2004. Julie Johnson Lewis joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jr. Edward Hebert Austin	Executive vice president and director	1 Oct 1989	Other	4344738
Jonathan Curedale Calvert	Executive vice president and director	1 Oct 1989	Other	38745
Harry Meade Flavin	President, director and chief investment officer	1 Oct 1989	Other	4344740
Julie Johnson Lewis	Chief financial officer	1 Jan 1996	Other	4344743
Henry John Herrmann	Director	1 Aug 1999	Other	1923549
Waddell & Reed Investment Management Co	Shareholder	1 Aug 1999	75% - 100%	106343
Mark Patrick Buyle	Secretary	1 Aug 1999	Other	2656200
Ronald Keith Calgaard	Chief operating officer	1 Jan 2000	Other	4344742
Daniel Charles Schulte	Assistant secretary	1 Oct 2000	Other	3096034
Sarah Calvert	Chief operating officer	1 Jul 2001	Other	1384868
Sarah Calvert Doerr	Chief operating officer	1 Jul 2001	Other	1384868
Cynthia Page Princefox	Co-chief investment officer	1 Jan 2002	Other	1041836
Wendy Jacqueline Hills	Secretary	1 Oct 2004	Other	3096057
David Arthur Halloran	Chief investment officer	1 Oct 2004	Other	1455336
Cynthia Page Princefox	Director	1 Feb 2006	Other	1041836
Cynthia Page Princefox	Chief investment officer & director	1 Mar 2006	Other	1041836
Claude Keeran Koontz	President	1 Mar 2007	Other	2775010
Julie Johnson Lewis	Chief operating officer	1 Jul 2009	Other	4344743
Sarah Calvert Doerr	President, chief executive officer, chief investment officer	1 Jul 2009	Other	1384868
Claude Keeran Koontz	Client services and business development manager	1 Jul 2009	Other	2775010
Teri M Grubb	Chief compliance officer	1 Jul 2009	Other	4798607
Inc. Ttc Holdings	Holding company	1 Jul 2009	75% - 100%	74-2805349
Frederick Carl Groos	Director	1 Jul 2009	Other	5720113
Charles Drake Wade	Chairman	1 Jul 2009	Other	2889985
Jonathan Curedale Calvert	Director	1 Jul 2009	Other	38745
Ronald Keith Calgaard	Director	1 Dec 2009	Other	4344742
Stephen Martin Dufilho	Chairman	1 Dec 2009	Other	5758867
Daniel Eugene Butt	Director	1 Dec 2009	Other	2494770
Frank Mastrapasqua	Chief investment officer, managing partner, & chairman of the board	1 Jun 2010	Other	1048619
Mauro Mallory Mastrapasqua	Senior partner, director	1 Jun 2010	Other	4396127
Inc. Mastrapasqua Asset Management	Sole owner	1 Jun 2010	75% - 100%	107560
Frank Nmn Mastrapasqua	Chief investment officer, managing partner, & chairman of the board	1 Jun 2010	Other	1048619
Nancy Gildiz Martinez	Chief compliance officer	1 Jul 2010	Other	4878160
Julie Johnson Lewis	Chief compliance officer	1 Oct 2011	Other	4344743

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Frank Mastrapasqua	Chairman, ceo, senior portfolio manager	1 Feb 1993	75% - 100%	1048619
Frank Nmn Mastrapasqua	Chairman, ceo, senior portfolio manager	1 Feb 1993	75% - 100%	1048619
Inc. Waddell & Reed	Shareholder	1 Aug 1999	75% - 100%	866
Inc. Waddell & Reed Financial Services	Shareholder	1 Aug 1999	75% - 100%	43-1414157
Inc. Waddell & Reed Financial	Shareholder	1 Aug 1999	75% - 100%	51-0261715

Based in San Antonio

The principal office where Austin Calvert & Flavin Inc performs its advisory services is located at 755 E. Mulberry, San Antonio, TX 78212, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 210-353-0500 or by fax 210.353.0503. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.