Lw Investment Management (Usa) LLC (Miami)

Name: Lw Investment Management (Usa) LLC
Address: 1111 Brickell Avenue, Miami, FL, 33131
Telephone: 786.353.0036

Lw Investment Management (Usa) LLC is an adviser based in Miami. It manages $31.3 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Florida.

Lw Investment Management (Usa) provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lw Investment Management (Usa): assets under management

The assets under management (AUM) of Lw Investment Management (Usa) LLC is $31.3 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lw Investment Management (Usa) LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lw Investment Management (Usa) LLC

Carlos Zalles has been acting as President since 1 Nov 2010. Alberto Eutimio Batista joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alfredo Gonzalez	Cfa	1 Sep 2007	Other	5849399
Ltd Lw Investment Management	Shareholder	1 Jul 2010	75% - 100%	foreign
Miguel Angel Casanova	Coo	1 Sep 2010	Other	5849387
Gail Segal	Evp	1 Sep 2010	Other	5849401
Carlos Zalles	President	1 Nov 2010	50% - 75%	5071305
Alberto Eutimio Batista	Chief compliance officer	1 Mar 2011	Other	2289774

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Carlos Zalles	Shareholder	1 Sep 1994	75% - 100%	5071305
Hampton Corp	Shareholder	1 Jul 1999	25% - 50%	foreign
Jaime Perez	Shareholder	1 Oct 2007	75% - 100%	5848894
Lw Securities Ltd	Shareholder	1 Dec 2007	50% - 75%	foreign
Carlos Zalles	Shareholder	1 Dec 2007	25% - 50%	5071305
Amana Management Sa	Shareholder	1 Dec 2007	25% - 50%	foreign

Based in Miami

The principal office where Lw Investment Management (Usa) LLC performs its advisory services is located at 1111 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 786.353.0036 or by fax 305.400.0290. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.lwimusa.com.