Sheridan Capital Management, LLC (San Francisco)

Name: Sheridan Capital Management, LLC
Address: 201 Mission St, Suite 1200, San Francisco, CA, 94105
Telephone: 415-694-2076

Sheridan Capital Management, LLC is a large advisory firm based in San Francisco. It manages $150.75 million of regulatory assets for 221 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California, Texas, and Washington.

Sheridan Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sheridan Capital Management: assets under management

The assets under management (AUM) of Sheridan Capital Management, LLC is $150.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 60% since the beginning of its operation, and $10.25 million of the total AUM is attributable to clients outside of the United States.

The firm manages $150.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $682.13 thousand each.

Sheridan Capital Management has custody of $131.76 million in cash and securities for 98 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 75% of the total AUM. The second-largest asset type is exchange traded securities, which make up 18% of the firm’s portfolio. Investments in cash and cash equivalents form 7% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sheridan Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sheridan Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Sheridan Capital Management is high net worth individuals with 65 clients and $115 million of assets under management. Among the 11 most similar advisory firms, Sheridan Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $150.75 million for 111 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 2% of the firm’s clients are foreign persons or businesses.

Sheridan Capital Management doesn't advise any private funds.

Careers at Sheridan Capital Management, LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Conor Michael Sheridan	Managing member & chief compliance officer	1 Feb 2011	75% - 100%	2377368
Conor Michael Sheridan	Managing member & chief compliance officer	1 Mar 2011	75% - 100%	2377368

Based in San Francisco

The principal office where Sheridan Capital Management, LLC performs its advisory services is located at 201 Mission St, Suite 1200, San Francisco, CA 94105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-694-2076 or by fax 1-888-505-3761. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at sheridancapitalmanagement.com.