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Prime Lipper Asset Management (New York)


Prime Lipper Asset Management is a large advisory firm based in New York. It manages $69.31 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001.

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Prime Lipper Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Prime Lipper Asset Management: assets under management

The assets under management (AUM) of Prime Lipper Asset Management is $69.31 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -55% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $69.31 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $69.31 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Prime Lipper Asset Management for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kenneth Lipper Shareholder 1 Sep 1991 50% - 75% 310484
Prime S.P.A. Shareholder 1 Apr 1992 50% - 75% 88-8888888
Inc. Lipper & Company General partner 1 Apr 1992 Other 88-8888888
L.P. Lipper & Company Limited partner 1 Apr 1992 75% - 100% 30161
Assicurazioni Generali S.P.A. Shareholder 1 Dec 1996 75% - 100% 88-8888888

Based in New York

The principal office where Prime Lipper Asset Management performs its advisory services is located at 101 Park Avenue, New York, NY 10178, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-883-6333 or by fax 212-883-8701. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at lipper.com.


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