Alwyne Management LP (Chappaqua)

Name: Alwyne Management LP
Address: 400 King Street, Chappaqua, NY, 10514
Telephone: 914-458-5189

Alwyne Management LP is a mid-sized advisory firm based in Chappaqua. It manages $59.37 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017.

Alwyne Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alwyne Management: assets under management

The assets under management (AUM) of Alwyne Management LP is $59.37 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 98% since the beginning of its operation, and $7.24 million of the total AUM is attributable to clients outside of the United States.

The firm manages $59.37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $19.79 million each.

Alwyne Management has custody of $59.37 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alwyne Management LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Alwyne Management serves?

The only and largest group of clients of Alwyne Management is pooled investment vehicles with 3 clients and $59.37 million of assets under management. Among the 3 most similar advisory firms, Alwyne Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $59.37 million for 3 clients. 66% of the firm’s clients are foreign persons or businesses.

Alwyne Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Alwyne Management LP

The company employs 8 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ivan Nausieda	Chief compliance officer	1 Jan 2017	Other	6907393
Ivan Alexander Nausieda	Chief compliance officer	1 Jan 2017	Other	6907393
Mark Anthony Heffernan	Partner/cco	1 Sep 2017	75% - 100%	6887073
Lisa Joy Endlich	Partner	1 Sep 2017	Other	1370151
Alwyne Gp Llc	General partner	1 Sep 2017	Other	00000000000
Alwyne Management Gp Llc	General partner	1 Sep 2017	Other	82-2626284

Based in Chappaqua

The principal office where Alwyne Management LP performs its advisory services is located at 400 King Street, Chappaqua, NY 10514, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-458-5189. The normal business hours are 9am - 5.30pm on Monday - Friday. You can find more information about the New York firm at alwynefund.com.