Balliett Financial Services, Inc. (Winter Park)

Name: Balliett Financial Services, Inc.
Address: 631 South Orlando Ave, Winter Park, FL, 32789 7121
Telephone: 407-740-5113

Balliett Financial Services, Inc. is an adviser based in Winter Park. It manages $24.43 million of regulatory assets for 82 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Florida, Georgia, and Texas.

Balliett Financial Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Balliett Financial Services: assets under management

The assets under management (AUM) of Balliett Financial Services, Inc. is $24.43 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $24.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $297.92 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Balliett Financial Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Balliett Financial Services, Inc.

Howard Eugene Balliett has been acting as President since 1 Aug 1987. Richard Lewis Almeida joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Howard Eugene Balliett	President	1 Aug 1987	75% - 100%	1758705
Dolores Druley Balliett	Chief operations officerdirector of operations	1 Aug 1988	Other	4336446
Philip Balliett	Vice president	1 Aug 1988	Other	2332629
Philip Druley Balliett	Vice president	1 Aug 1988	Other	2332629
Richard Lewis Almeida	Chief compliance officer	1 Jun 2003	Other	4657268

Based in Winter Park

The principal office where Balliett Financial Services, Inc. performs its advisory services is located at 631 South Orlando Ave, Winter Park, FL 32789 7121, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-740-5113 or by fax 407-740-5228. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at balliettfs.com.