Dreadnought Capital Management Corporation (Stamford)

Name: Dreadnought Capital Management Corporation
Address: 62 Southfield Avenue, Stamford, CT, 06902
Telephone: 203-344-9406

Dreadnought Capital Management Corporation is a large advisory firm based in Stamford. It manages $616.29 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.

Dreadnought Capital Management Corporation provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dreadnought Capital Management Corporation: assets under management

The assets under management (AUM) of Dreadnought Capital Management Corporation is $616.29 million. The firm's AUM has grown by 2192% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dreadnought Capital Management Corporation for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dreadnought Capital Management Corporation

Kenneth Charles Rogozinski joined the executive team most recently as the Co Chief Executive Officer & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Dreadnought Group Llc	Shareholder	1 Feb 2009	75% - 100%	26-4313256
Kenneth C Rogozinski	Chief executive officer	1 Apr 2009	Other	2090728
Mirza Kafedzic	Chief compliance officer	1 Apr 2009	Other	4696317
Kenneth Charles Rogozinski	Chief executive officer	1 Apr 2009	Other	2090728
Mirza (Nmn) Kafedzic	Chief compliance officer	1 Apr 2009	Other	4696317
Kenneth Charles Rogozinski	Co-chief executive officer & chief compliance officer	1 Mar 2013	Other	2090728
Mirza (Nmn) Kafedzic	Co-chief executive officer & chief financial officer	1 Mar 2013	Other	4696317

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Charles Rogozinski	Member	1 Feb 2009	50% - 75%	2090728
Mirza (Nmn) Kafedzic	Member	1 Feb 2009	50% - 75%	4696317
Kenneth C Rogozinski	Member	1 Feb 2009	25% - 50%	2090728
Mirza Kafedzic	Member	1 Feb 2009	25% - 50%	4696317
Shelley Stewart Iii	Member	1 May 2009	25% - 50%	5204675
Shelley (Nmn) Stewart	Member	1 May 2009	25% - 50%	5204675

Based in Stamford

The principal office where Dreadnought Capital Management Corporation performs its advisory services is located at 62 Southfield Avenue, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-344-9406 or by fax 203-344-9407. The normal business hours are 8am-6pm on Monday - Friday. You can find more information about the New York firm at dreadnoughtgroup.com.