West Gate Horizons Advisors, LLC (Los Angeles)


West Gate Horizons Advisors, LLC is a large advisory firm based in Los Angeles. It manages $1.44 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California and New York.

West Gate Horizons Advisors provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and management of pooled investment vehicles, including clos. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

West Gate Horizons Advisors: assets under management

The assets under management (AUM) of West Gate Horizons Advisors, LLC is $1.44 billion. The firm's AUM has gone down by -30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.04 billion in discretionary accounts and $396.53 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $346.36 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $132.18 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay West Gate Horizons Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at West Gate Horizons Advisors, LLC

Michael Dale Hatley has been acting as President since 1 Jun 2005. Michael John Woods joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Dale Hatley President 1 Jun 2005 Other 2025021
Graydon Winter Wilcox Chief compliance officer 1 Jun 2005 Other 2525042
Richard Harlan Schweitzer Director 1 Jun 2005 Other 2312588
Richard Scott Hollander Director 1 Jun 2005 Other 724511
Michael D Hatley President 1 Jun 2005 Other 2025021
Michael John Campbell Portfolio manager 1 Jun 2005 Other 1214459
Scott Brian Dubchansky Director 1 Jun 2005 Other 1103806
Llc West Gate Advisors Member 1 Jun 2005 75% - 100% 131967
Patrick Lee Mitchell Director 1 Jun 2005 Other 4241187
Llc Wgh Holdings Member 1 Sep 2005 50% - 75% 20-3161936
Llc West Gate Horizons Holdings Member 1 Sep 2005 75% - 100% 20-3161936
Philip Martin Yeates Director 1 Sep 2015 Other 6299972
Rothschild North America Holdings Inc Parent of applicant 1 Sep 2015 75% - 100% 47-4684609
Michael Davitt Clancy Director 1 Sep 2015 Other 5075452
Michael John Woods Director 1 Nov 2015 Other 2075819

Indirect Owners

The SEC currently registers 15 indirect owners.

Name Entity Date acquired Ownership Employer ID
Rothschild Concordia Ag Shareholder 1 Apr 1990 50% - 75% 00-0000000
Mw Holdings Llc Interest owner 1 Jan 2001 75% - 100% 95-4778654
Richard Scott Hollander Member 1 Jan 2001 75% - 100% 724511
Metropolitan West Financial Llc Member 1 Jan 2002 25% - 50% 95-4888043
Rothschild Continuation Holdings Ag Shareholder 1 Jul 2003 75% - 100% 00-0000000
Concordia Holding Sarl Shareholder 1 Jul 2003 75% - 100% 00-0000000
Metropolitan West Asset Management Llc Member 1 May 2004 75% - 100% 104571
Richard Scott Hollander Member 1 Sep 2005 75% - 100% 724511
Metropolitan West Financial Llc Member 1 Sep 2005 25% - 50% 95-4888043
Mw Holdings Llc Interest owner 1 Sep 2005 75% - 100% 95-4778654
Paris Orleans Holding Bancaire Sas Shareholder 1 Jan 2008 75% - 100% foreign
Paris Orleans Sca Shareholder 1 Jan 2008 75% - 100% foreign
Rothschild Concordia Sas Shareholder 1 Jan 2008 50% - 75% foreign
Paris Orleans Holding Bancaire Sas Shareholder 1 Jun 2012 25% - 50% 00-0000000
Rothschild North America Inc Shareholder 1 Aug 2015 75% - 100% 13-3438524

Based in Los Angeles

The principal office where West Gate Horizons Advisors, LLC performs its advisory services is located at 633 West 5 Th Street, Los Angeles, CA 90071, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-621-3735 or by fax 213-621-3795. The normal business hours are 8:00 am to 4:00 pm on Monday - Friday. You can find more information about the New York firm at westgatehorizons.com.