Coltrane Asset Management, L.P. (New York)

Name: Coltrane Asset Management, L.P.
Address: 250 West 55 Th Street, New York, NY, 10019
Telephone: 212.259.6042

Coltrane Asset Management, L.P. is a large advisory firm based in New York. It manages $1.92 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014.

Coltrane Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Coltrane Asset Management: assets under management

The assets under management (AUM) of Coltrane Asset Management, L.P. is $1.92 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 1072% since the beginning of its operation, and $997.44 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.92 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $639.6 million each.

Coltrane Asset Management has custody of $997.44 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Coltrane Asset Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Coltrane Asset Management serves?

The only and largest group of clients of Coltrane Asset Management is pooled investment vehicles with 2 clients and $1.92 billion of assets under management. Among the 11 most similar advisory firms, Coltrane Asset Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.92 billion for 2 clients. 50% of the firm’s clients are foreign persons or businesses.

Coltrane Asset Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Coltrane Asset Management, L.P.

The company employs 8 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ltd. Coltrane Asset Management Holdings	General partner	1 Jul 2012	Other	98-1055699
Mandeep Manku	Limited partner	1 Jul 2012	75% - 100%	6117576
Nevin Shetty	Chief compliance officer	1 Jul 2012	Other	6318441
George Cairoli	Chief compliance officer/chief financial officer	1 May 2015	Other	6546476

Based in New York

The principal office where Coltrane Asset Management, L.P. performs its advisory services is located at 250 West 55 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212.259.6042 or by fax 212.259.6052. The normal business hours are 9am to 6 pm on Monday - Friday. You can find more information about the New York firm at coltraneam.com/.