Finvasia Financial Services Pvt Ltd (Chandigarh)

Name: Finvasia Financial Services Pvt Ltd
Address: Plot, Chandigarh, 160022
Telephone: +91-9872600029

Finvasia Financial Services Pvt Ltd is an adviser based in Chandigarh. It manages $40 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2011.

Finvasia Financial Services Pvt provides portfolio management for businesses and institutional clients and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Finvasia Financial Services Pvt: assets under management

The assets under management (AUM) of Finvasia Financial Services Pvt Ltd is $40 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $40 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Finvasia Financial Services Pvt Ltd for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paramjeet Kaur serves?

The only and largest group of clients of Paramjeet Kaur is investment companies with 2 clients and $40 million of assets under management. Among the 3 most similar advisory firms, Finvasia Financial Services Pvt has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $40 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Finvasia Financial Services Pvt doesn't advise any private funds.

Careers at Finvasia Financial Services Pvt Ltd

The company employs 18 people that are either part- or full-time employees. 28 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Paramjeet Kaur has been acting as President since 1 Oct 2009. Sarvjeet Singh joined the executive team most recently as the Director And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paramjeet Kaur	Director	1 Oct 2009	25% - 50%	5823515
Sarvjeet Singh	Director and chief compliance officer	1 Oct 2009	50% - 75%	5823513

Based in Chandigarh

The principal office where Finvasia Financial Services Pvt Ltd performs its advisory services is located at Plot, Chandigarh, 160022 The mailing address of the firm is Plot # 10, Chandigarh, 160101. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +91-9872600029 or by fax 617-607-9179. The normal business hours are 9:00 to 5:00 ist on Monday - Friday. You can find more information about the New York firm at finvasia.com.