J.P. Morgan Fleming Asset Management (Usa) Inc. (New York)

J.P. Morgan Fleming Asset Management (Usa) Inc. is a large advisory firm based in New York. It manages $6.11 billion of regulatory assets for 65 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New York, and Texas.

J.P. Morgan Fleming Asset Management (Usa) provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

J.P. Morgan Fleming Asset Management (Usa): assets under management

The assets under management (AUM) of J.P. Morgan Fleming Asset Management (Usa) Inc. is $6.11 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -92% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.11 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $94.04 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay J.P. Morgan Fleming Asset Management (Usa) Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at J.P. Morgan Fleming Asset Management (Usa) Inc.

Christopher Mark Jones has been acting as President since 1 Aug 2000. Henry James Lartigue has served as the Chief Investment Officer since 1 Aug 1999. Anthony Mark Leslie Roberts joined the executive team most recently as the Head Of Legal/Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Fredric Armstrong Nelson	Head of us equity/managing director	1 May 1994	Other	4619723
The Chase Manhattan Bank	Shareholder	1 Sep 1995	75% - 100%	13-4994650
Jpmorgan Chase Bank	Shareholder	1 Sep 1995	75% - 100%	13-4994650
Henry James Lartigue	Chief investment officer	1 Aug 1999	Other	4357454
Michael James Moran	Treasurer	1 Aug 1999	Other	2012945
Christopher Mark Jones	Director	1 Aug 2000	Other	2370542
Jonathan Kendrew Simon	Director	1 Aug 2000	Other	1189836
Eduardo Canet	Director	1 Aug 2000	Other	2468568
Charles Robert Bridge	Director	1 Aug 2000	Other	3108244
Arthur Aaron Levy	Director	1 Aug 2000	Other	308210
Thomas James Smith	Chief compliance officer/vp	1 Dec 2000	Other	4325577
Paul Louis Scibetta	Head of legal for asset management in the americas/md	1 Jan 2001	Other	4448887
Gilbert Van Hassel	Officer/head of global fixed income	1 Feb 2001	Other	4381144
Ronald Richard Dewhurst	President/director	1 Feb 2001	Other	1590061
George C.W Gatch	Director	1 Feb 2001	Other	4320888
Veronique Weill	Director	1 Feb 2001	Other	4372858
George Crosby White Gatch	Director/managing director	1 Feb 2001	Other	4320888
John Francis Doyle	Treasurer	1 Apr 2001	Other	1144707
Jeff Trongone	Treasurer	1 Nov 2001	Other	4336443
Eve Guernsey	President/director/managing director	1 Oct 2002	Other	2861310
Dennis Miles Kass	Director/managing director	1 Oct 2002	Other	1244371
Kenneth M Moore	Chief financial officer/vice president	1 Oct 2002	Other	4604664
Seth Perry Bernstein	Global head of fixed income/managing director	1 Oct 2002	Other	2025891
Evelyn Victoria Exley Guernsey	President/director/managing director	1 Oct 2002	Other	2861310
Lawrence Mark Unrein	Director	1 Feb 2003	Other	4380391
Martin Roy Porter	Global head of equities	1 Feb 2003	Other	4360894
Pablo Forero	Deputy global head of equities	1 Feb 2003	Other	4620057
Andrew Spencer	Chief investment officer of us retail business/managing director	1 Mar 2003	Other	4671266
Roy Kinnear	Treasurer/managing director	1 Apr 2003	Other	4517164
Patricia Lurel Cook	Chief investment officer of global fixed income/managing director	1 May 2003	Other	1066107
Mark Simon Tickle	Director/vice president	1 May 2003	Other	4675160
Anthony Mark Leslie Roberts	Head of legal/managing director	1 Jul 2003	Other	4691455

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
J.P. Morgan Chase & Co.	Shareholder	1 Sep 1995	75% - 100%	13-2624428

Based in New York

The principal office where J.P. Morgan Fleming Asset Management (Usa) Inc. performs its advisory services is located at 522 Fifth Avenue, New York, NY 10036, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-837-1400 or by fax 212-837-1108. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday.