Cain Brothers Asset Management, LLC (Orlando)

Name: Cain Brothers Asset Management, LLC
Address: 801 N. Orange Ave., Orlando, FL, 32801
Telephone: 407-425-7720

Cain Brothers Asset Management, LLC is a large advisory firm based in Orlando. It manages $1.63 billion of regulatory assets for 51 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Colorado, Florida, Indiana, and 3 other states.

Cain Brothers Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cain Brothers Asset Management: assets under management

The assets under management (AUM) of Cain Brothers Asset Management, LLC is $1.63 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2226% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.63 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.93 million each.

Cain Brothers Asset Management has custody of $37.01 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Cain Brothers Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cain Brothers Asset Management, LLC

Scott Daniel Smith has been acting as President since 1 Sep 2009. Leslie Logan Beale joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charity Ann Davidenko	Chief compliance officer	1 Sep 2009	Other	4203342
Scott Daniel Smith	President	1 Sep 2009	Other	2274372
Rhett David Thurman	Secretary and treasurer/cfo	1 Sep 2009	Other	4484341
Inc. Cain Brothers & Company	Sole member	1 Sep 2009	75% - 100%	13-3559884
Charity A. Davidenko	Chief compliance officer	1 Sep 2009	Other	4203342
Timothy James Sheehan	Vice president/coo	1 Sep 2009	Other	2546510
Andrew Mcbrayer Garvey	Vice president	1 Sep 2009	Other	1543866
Timothy James Sheehan	Chief executive officer	1 Dec 2013	Other	2546510
Leslie Logan Beale	Chief compliance officer	1 Mar 2015	Other	6144444
Michael Ray West	President	1 Mar 2015	Other	5713894
Llc Bpv Capital Management	Sole member	1 Mar 2015	75% - 100%	151588

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Northshore Management Company	Member	1 Mar 2015	25% - 50%	27-0187390

Based in Orlando

The principal office where Cain Brothers Asset Management, LLC performs its advisory services is located at 801 N. Orange Ave., Orlando, FL 32801, which is also the mailing address of the firm. An additional office of the firm is in Knoxville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-425-7720 or by fax 407-425-7721. The normal business hours are 8:00 am - 5:00pm on Monday - Friday. You can find more information about the New York firm at cbam.com.