Sweet William Ellery Iii (Denver)

Sweet William Ellery Iii is an adviser based in Denver. It manages $67.69 million of regulatory assets for 146 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, and Texas.

Sweet William Ellery Iii provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sweet William Ellery Iii: assets under management

The assets under management (AUM) of Sweet William Ellery Iii is $67.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $67.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $463.63 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sweet William Ellery Iii for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sweet William Ellery Iii

Sweet William Ellery Iii is owned by William Ellery Sweet. James Leroy Jamison joined the executive team most recently as the Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Ellery Sweet	Owner	1 Jun 1978	75% - 100%	1004942
James Leroy Jamison	Cco	1 Apr 2004	Other	1375914

Based in Denver

The principal office where Sweet William Ellery Iii performs its advisory services is located at 1777 S. Harrison, Ste 1040, Denver, CO 80210, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.