Cerulean Investment Strategies Group, LLC (Glen Rock)


Cerulean Investment Strategies Group, LLC is a related adviser based in Glen Rock. It manages $400.01 thousand of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2007.

Cerulean Investment Strategies Group provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cerulean Investment Strategies Group: assets under management

The assets under management (AUM) of Cerulean Investment Strategies Group, LLC is $400.01 thousand, all of which is managed in discretionary accounts. The firm's AUM has gone down by -98% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $400.01 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $100 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cerulean Investment Strategies Group, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cerulean Investment Strategies Group, LLC

Michael Charles Hanson has been acting as President since 1 May 2007. David John Bontempo joined the executive team most recently as the Vice President Of Investment Strategies.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Charles Hanson President 1 May 2007 25% - 50% 5351510
Andrew Freeman Kagen Secretary/treasurer 1 May 2007 25% - 50% 5358676
Chad Michael Kagen Vice-president 1 May 2007 25% - 50% 5358679
Heston Hamilton Nielson Chief compliance officer 1 Jun 2007 25% - 50% 5363083
David John Bontempo Vice president of investment strategies 1 Aug 2007 Other 809545
Lou Georges Vice president of trading 1 Aug 2007 Other 1756914
Jean Lam Vice president of human resources 1 Aug 2007 Other 5400336

Based in Glen Rock

The principal office where Cerulean Investment Strategies Group, LLC performs its advisory services is located at 1317 West Clearview Drive, Glen Rock, PA 17327 7936, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 717-654-2491 or by fax 717-227-1283. The normal business hours are 9:00 am - 5:00 pm mt on Monday - Friday.