Caxton Europe Asset Management Limited (London)


Caxton Europe Asset Management Limited is a large advisory firm based in London. It manages $273.3 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005.

Caxton Europe Asset Management Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Caxton Europe Asset Management Limited: assets under management

The assets under management (AUM) of Caxton Europe Asset Management Limited is $273.3 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $273.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $136.65 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Caxton Europe Asset Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Caxton Europe Asset Management Limited

Paul Anthony Smith joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Caxton Associates Sole shareholder 1 Dec 2000 75% - 100% 132823
Darryl John Green Chief executive officer 1 Dec 2001 Other 5070494
Christon Jon Burrows Legal counsel & chief compliance officer 1 Mar 2002 Other 4386435
Paul Anthony Smith Chief financial officer 1 Feb 2003 Other 5070497

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bruce Stanley Kovner Sole shareholder 1 Feb 1983 75% - 100% 1907854
Caxton Corporation Manager 1 Oct 1995 75% - 100% 22-2437619

Based in London

The principal office where Caxton Europe Asset Management Limited performs its advisory services is located at 40 Berkeley Square, 3 Rd Floor, London, W1 J 5 Al, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 44-207-647-0770 or by fax 44-207-409-2065. The normal business hours are 8:30 to 5:00 on Monday - Friday.